DFX Intelligence

R••••• C••••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

R••••• C••••••• O•••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Lake In The Hills, IL

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Search this name across graphsid dfx:ria:b56d4b04-3dd6-dd0b-9725-63190890a1dc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 22, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jun 15, 2018	n/a	yes	Lake In The Hills, IL	Current employment
J•••• T• B•••••• • C••	Independent wealth	Dec 22, 2016	Jun 18, 2018	no	EAST DUNDEE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•••• T• B•••••• • C••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jun 18, 2018	Jun 15, 2018	-3	Firm change	RIA to ibd

Relationships

Registered with (2)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Jun 15, 2018 to presentfactForm ADV
→ J•••• T• B•••••• • C••Registered adviserregistration: previous registration
Dec 22, 2016 to Jun 18, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b56d4b04-3dd6-dd0b-9725-63190890a1dc
First observed: Dec 22, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.