DFX Intelligence

W•••••• G• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)43 years in industry

W•••••• G• S••••••

Advisor at S••••••••• G•••• L•••

BERWYN, PA

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Search this name across graphsid dfx:ria:25f0148c-1c73-c965-52aa-9761046bdb36

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 9, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• G•••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 6, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 32derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• G•••• L•••	Independent wealth	May 5, 1994	n/a	yes	BERWYN, PA	Current employment
S•• C•••••• M••••••••• L••	n/a	Aug 9, 2001	Mar 8, 2006	no	BERYN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• C•••••• M••••••••• L••	n/a	Mar 8, 2006	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ S••••••••• G•••• L•••Registered adviserregistration: current employment
May 5, 1994 to presentfactForm ADV
→ S•• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 9, 2001 to Mar 8, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25f0148c-1c73-c965-52aa-9761046bdb36
First observed: Aug 9, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.