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CRD 112112
BERWYN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| W•••••• G• S•••••• | Chartered Financial Consultant | BERWYN, PA | 32 | 43 | 1 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| S•• I••••••••• O••••••••• L• | Hedge Fund | $125M | Apr 27, 2026 | 60 | Mar 28, 2012 | reported | 021-1531123 |
| S•• A•• M•••••• P•••••••• L• | Hedge Fund | $39.4M | Mar 20, 2017 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| E••••• D••••• C••••••• | DIRECTOR & VICE- PRESIDENT | B | yes | 04/1991 | Apr 27, 2026 | Apr 27, 2026 |
| L••••• J••••• J• | DIRECTOR, VICE- PRESIDENT & TREASURER | B | yes | 04/1991 | Apr 27, 2026 | Apr 27, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| J•••• J• L•••• | n/a | n/a | n/a | N | yes | n/a |
| S•• I••••••••• O••••••••• L•• | n/a | n/a | n/a | Y | yes | n/a |
| S•••••• L•••• G•••• S••••••••• L•• |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.0B | $979M | 4.5% | $800M | 8.6% | 24 | 25 | 0 | 0 |
| 66 |
| Mar 23, 2016 |
| dropped |
| 021-241564 |
| S•• H••• G••••• P••••••••• L• | Hedge Fund | $1.8M | Mar 20, 2017 | 6 | Mar 23, 2016 | dropped | 021-259381 |
| S•• F•••• I••••• P••••••••• L• | Hedge Fund | $0 | Mar 20, 2017 | 0 | Mar 23, 2016 | dropped | 021-259383 |
| DIRECTOR, PRESIDENT, CHIEF COMPLIANCE OFFICER |
| D |
| yes |
| 04/1991 |
| Apr 27, 2026 |
| Apr 27, 2026 |
| n/a |
| n/a |
| n/a |
| N |
| yes |
| n/a |
| Apr 27, 2026 |
| $1.0B |
| $964M |
| 24 |
| 13 |
| 0 |
| 1 |
| n/a |
| 2024 | Apr 16, 2025 | $979M | $923M | 25 | 10 | 0 | 1 | n/a |
| 2023 | Mar 21, 2024 | $911M | $869M | 24 | 10 | 0 | 1 | $101M |
| 2022 | Mar 29, 2023 | $800M | $777M | 22 | 10 | 0 | 1 | $85.3M |
| 2021 | Mar 31, 2022 | $1.0B | $1.0B | 21 | 10 | 0 | 1 | $121M |
| 2020 | Mar 30, 2021 | $776M | $757M | 22 | 10 | 0 | 1 | $75.0M |
| 2019 | Mar 24, 2020 | $567M | $512M | 20 | 10 | 0 | 1 | $52.0M |
| 2018 | Mar 29, 2019 | $531M | $494M | 20 | 10 | 0 | 1 | $59.0M |
| 2017 | Mar 29, 2018 | $622M | $607M | 21 | 10 | 0 | 1 | $79.0M |
| 2016 | Mar 20, 2017 | $611M | $545M | 18 | 10 | n/a | 4 | $96.6M |
| 2015 | Mar 23, 2016 | $765M | $660M | 17 | 10 | n/a | 4 | $98.8M |
| 2014 | Mar 24, 2015 | $775M | $660M | 17 | 10 | n/a | 1 | $72.2M |
| 2013 | Mar 10, 2014 | $747M | $620M | 16 | 9 | n/a | 1 | $74.3M |
| 2012 | Mar 26, 2013 | $590M | $483M | 15 | 15 | n/a | 1 | $29.4M |
| 2011 | Mar 28, 2012 | $511M | $423M | n/a | n/a | n/a | 1 | $1.0M |