J••••• S•••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

ISELIN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2605d0dc-2cf1-0a6f-5654-6f2968c9081f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 9, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 10, 2023	n/a	yes	ISELIN, NJ	Current employment
P•••• S••••••••• L••	No RAUM reported	Aug 11, 2020	Mar 31, 2023	no	EDISON, NJ\|Warrington, PA\|Edison, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Mar 31, 2023	Apr 10, 2023	10	Firm change	Ibd to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	P•••• S••••••••• L••	Mar 13, 2020	Aug 11, 2020

Relationships

Registered with (2)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 9, 2019 to Mar 13, 2020factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Aug 11, 2020 to Mar 31, 2023factForm ADV

Dated events

Occurred
Mar 31, 2023
Advisor changed firm
J••••• S••• left P•••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-04-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2605d0dc-2cf1-0a6f-5654-6f2968c9081f
First observed: Sep 9, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.