DFX Intelligence

U•• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

U•• L••

CRD 315427

VANCOUVER, WA

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Search this name across graphsid dfx:ria:260b14ee-9d0d-9e05-0f72-c5c740c6f326

Data as of Jan 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 15, 2021 to Jan 12, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $215M••• Locked
Discretionary RAUM: $183M
Private client RAUM: $211Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $107Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A•••• G•••••• W•••••••••	n/a	Vancouver, WA	5	31	2	no
J••••• L•• B••••	n/a	Mesquite, NV	5	27

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• J•••••• L••	Cco	Na	yes	06/2021	Jun 15, 2021	Mar 15, 2024
W••••••••• A••••• G••••••	Owner	E	yes	07/2021	Jul 30, 2021	Mar 15, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 12, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$215M	$187M	14.9%	$98.1M	29.8%	2	2	1	1

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W•••• F•••• A•••••••	2	Aug 5, 2021	Aug 25, 2021	VANCOUVER, WA	Team lift out	Wirehouse to new firm	0.0%

Relationships

Registered with (2)

← J••••• L•• B••••Advisorregistration: current employment
Aug 25, 2021 to presentfactForm ADV
← A•••• G•••••• W•••••••••Advisorregistration: current employment
Jul 30, 2021 to presentfactForm ADV

Controls (2)

← W••••••••• A••••• G••••••OwnerOWNER, ownership code E, individual
Jul 30, 2021 to Mar 15, 2024factForm ADV
← B••••• J•••••• L••

Dated events

Occurred
Jul 30, 2021
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 15, 2021
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:260b14ee-9d0d-9e05-0f72-c5c740c6f326
First observed: Jun 15, 2021
Last observed: Jan 12, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.