DFX Intelligence

A•••• G•••••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor31 years in industry

A•••• G•••••• W•••••••••

Advisor at U•• L••

Vancouver, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:691b80b0-1e3e-b36c-a27f-6c00dcbc2d3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 9, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• L••	Independent wealth	Jul 30, 2021	n/a	yes	Vancouver, WA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 3, 2011	Aug 5, 2021	no	PORTLAND, OR\|VANCOUVER, WA\|VANCOUVER, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	U•• L••	Aug 5, 2021	Jul 30, 2021	-6	Firm change	Wirehouse to new firm
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Jan 3, 2011	Jan 3, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:315427:WA:2021-08-05	Aug 5, 2021	Jul 30, 2021	VANCOUVER, WA	Firm change

Relationships

Registered with (3)

→ U•• L••Registered adviserregistration: current employment
Jul 30, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Aug 5, 2021factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Feb 10, 2006 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:691b80b0-1e3e-b36c-a27f-6c00dcbc2d3e
First observed: Feb 10, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.