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RIA / WealthAdvisor22 years in industry

SARAH ANNE JOHNSON

Advisor at IRON HORSE FINANCIAL SERVICES LLC

Larned, KS | MCPHERSON, KS

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Search this name across graphsid dfx:ria:2611b35f-7e73-d5c7-6bbe-679ff5080fcf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 13, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IRON HORSE FINANCIAL SERVICES LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 21, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 21, 2004
First registration: Dec 13, 2004
Dual registered: no
Other names: SARAH ANNE EVANS|SARAH ANNE CLINE
IAPD individual key: 4765871

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IRON HORSE FINANCIAL SERVICES LLC	State registered	Jun 5, 2026	n/a	yes	Larned, KS\|MCPHERSON, KS\|Larned, KS	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Nov 23, 2009	Oct 10, 2024	no	LARNED, KS	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 10, 2006	Aug 14, 2009	no	LARNED, KS	Previous registration
UMB FINANCIAL SERVICES, INC.	Independent wealth	Dec 13, 2004	Oct 11, 2006	no	LARNED, KS\|LARNED, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	IRON HORSE FINANCIAL SERVICES LLC	Oct 10, 2024	Jun 5, 2026	603	Firm change after gap	Ibd to state RIA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	AVANTAX ADVISORY SERVICES	Aug 14, 2009	Nov 23, 2009	101	Firm change	Other
UMB FINANCIAL SERVICES, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Oct 11, 2006	Oct 10, 2006	-1	Firm change	Other

Relationships

Registered with (4)

→ IRON HORSE FINANCIAL SERVICES LLCRegistered adviserregistration: current employment
Jun 5, 2026 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Nov 23, 2009 to Oct 10, 2024factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Oct 10, 2006 to Aug 14, 2009factForm ADV
→ UMB FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 13, 2004 to Oct 11, 2006factForm ADV

Dated events

Occurred
Oct 10, 2024
Advisor changed firm
Sarah Anne Johnson left Avantax Advisory Services for Iron Horse Financial Services Llc (registered 2026-06-05)
Form ADVobserved 5 days ago