DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• A••• J••••••

I••• H•••• F•••••••• S••••••• L••state registeredLarned, Ks IA-onlyIAPD 4765871

Feed of 09/14/2026

Also filed as S•••• A••• Evans

At current firm

0 y

since Jun 5, 2026

In the industry

22 y

since Apr 21, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••• H•••• F•••••••• S••••••• L•• state registered current
since Jun 5, 2026 · Larned, Ks
A•••••• A••••••• S••••••• former
Nov 23, 2009 to Oct 10, 2024 · Larned, Ks
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Oct 10, 2006 to Aug 14, 2009 · Larned, Ks
U•• F•••••••• S•••••••• I••• independent RIA
Dec 13, 2004 to Oct 11, 2006 · Larned, Ks

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to I••• H•••• F•••••••• S••••••• L••
left Oct 10, 2024, registered Jun 5, 2026 (603 days) · Affiliated broker-dealer or bank to a state-registered adviser
C•••••••• I••••••••• R••••••• A•••••••• I••• to A•••••• A••••••• S•••••••
left Aug 14, 2009, registered Nov 23, 2009 (101 days) · Other
U•• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Oct 11, 2006, registered Oct 10, 2006 (-1 days) · Other

Signals

S•••• A••• J•••••• left A•••••• A••••••• S••••••• for I••• H•••• F•••••••• S••••••• L•• (registered 2026-06-05)
Oct 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address