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Advisor at MML INVESTORS SERVICES, LLC
Houston, TX | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | May 18, 2023 | n/a | yes | Houston, TX|HOUSTON, TX | Current employment |
| OAK HARVEST INVESTMENT SERVICES | Independent wealth | Dec 16, 2021 | May 3, 2023 | no | HOUSTON, TX | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Oct 20, 2011 | Dec 6, 2021 | no | Houston, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OAK HARVEST INVESTMENT SERVICES | MML INVESTORS SERVICES, LLC | May 3, 2023 | May 18, 2023 | 15 | Firm change | RIA to ibd |
| MML INVESTORS SERVICES, LLC | OAK HARVEST INVESTMENT SERVICES | Dec 6, 2021 | Dec 16, 2021 | 10 | Firm change | Ibd to RIA |