DFX Intelligence

B• D•••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

B• D•••• G••••••••

Advisor at W••••••••• P•••••••

Rancho Mirage, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 13, 1992 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 25, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• P•••••••	Independent wealth	Jun 30, 2022	n/a	yes	Rancho Mirage, CA	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	May 29, 2015	Jun 22, 2022	no	Northridge, CA\|Newport Beach, CA\|Rancho Mirage, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	W••••••••• P•••••••	Jun 22, 2022	Jun 30, 2022	8	Firm change	Ibd to RIA
U••••• A•••••••	W•••••• I••••••••• S•••••••••	Jun 5, 2015	May 29, 2015

Relationships

Registered with (5)

→ W••••••••• P•••••••Registered adviserregistration: current employment
Jun 30, 2022 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
May 29, 2015 to Jun 22, 2022factForm ADV
→ U••••• A•••••••Registered adviserregistration: previous registration
Oct 12, 2009 to Jun 5, 2015factForm ADV
→ G•••••••• F••••••••• I••Registered adviser

Dated events

Order

Occurred
22 Jun 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 13, 1992
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.