DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
B. David Goldstein
Feed of 09/14/2026
Also filed as B David Goldstein
At current firm
4 y
since Jun 30, 2022
In the industry
36 y
since Apr 25, 1990 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wealthplan Partners independent RIA currentsince Jun 30, 2022 · Rancho Mirage, Ca
- Western International Securities formerMay 29, 2015 to Jun 22, 2022 · Northridge, Ca
- United Advisors formerOct 12, 2009 to Jun 5, 2015 · Boca Raton, Fl
- Gunnallen Financial, Inc unclassifiedAug 9, 2007 to Oct 15, 2009 · Northridge, Ca
- LPL Financial LLC BD affiliatedNov 13, 1992 to Aug 14, 2007 · Northridge, Ca
Moves
a registration end followed by a registration begin elsewhere
- Western International Securities to Wealthplan Partnersleft Jun 22, 2022, registered Jun 30, 2022 (8 days) · Affiliated broker-dealer or bank to independent RIA
- United Advisors to Western International Securitiesleft Jun 5, 2015, registered May 29, 2015 (-7 days) · Other
- Gunnallen Financial, Inc to United Advisorsleft Oct 15, 2009, registered Oct 12, 2009 (-3 days) · Other
- LPL Financial LLC to Gunnallen Financial, Incleft Aug 14, 2007, registered Aug 9, 2007 (-5 days) · Other
Signals
- B. David Goldstein left Western International Securities for Wealthplan Partners (registered 2022-06-30)Jun 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address