DFX Intelligence

W••••••••• C•••••• M••••••••• I••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

W••••••••• C•••••• M••••••••• I••••••••• L•

CRD 143980

BOULDER, CO

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Search this name across graphs

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 4
On other graphs: 1
Observed: Apr 20, 2012 to Mar 31, 2026
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

W••••••••• C•••••• M••••••••• I••••••••• L•

Real estate fund manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.0B••• Locked
Discretionary RAUM: $2.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W••••••••• C••••• P••••••• I•• ••••• L•	Real Estate Fund	$240M	Mar 31, 2026	21	Mar 31, 2015	reported	021-229590
W••••••••• C••••• P••••••• V• •••• L•	Real Estate Fund	$213M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• T•••••••• M••••••	CHIEF COMPLIANCE OFFICER	Na	yes	05/2016	May 3, 2016	Mar 31, 2024
H••••••• J•••• G•	SVP - ASSET MANAGEMENT	Na	yes	01/2017	Apr 20, 2012	Mar 31, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W••••••••• I••••••••• M••••••••• L••	n/a	Former SEC adviser	$5.1M	N	yes	n/a
W••••••••• C••••• P••••••• A••••••• I• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.0B	$2.0B	-0.2%	$1.9B	1.2%	14	14	0	0

Relationships

Affiliated with (3)

→ W••••••••• I••••••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← W••••••••• I••••••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← W••••••••• M••••••••• I••••••••• L•Registered adviserother investment adviser, common control
factForm ADV

Advises (18)

→ W••••••••• C••••• P••••••• I• ••••• L•

Dated events

Order

Occurred
31 Mar 2026
Private fund first reported
••• Locked
Form ADV
$76.6M
Occurred
31 Mar 2022
Regulatory AUM changed
••• Locked
Form ADV
$699M
Occurred
20 Apr 2020
Regulatory AUM changed
••• Locked
Form ADV
$274M
Occurred
31 Mar 2019
Regulatory AUM changed
••• Locked
Form ADV
$395M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 20, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 18 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W••••••••• B•• L•••••• P•••••••••	Real Estate Fund	$94.2M	Mar 31, 2026	4	Mar 31, 2023	reported	n/a
W• C•••• M••••••• C••••••••• L•	Real Estate Fund	$76.6M	Mar 31, 2026	5	Mar 31, 2026	reported	n/a
W••••••••• C••••• P••••••• I• • C•••••• L•	Real Estate Fund	$5.1M	Mar 31, 2026	5	Apr 2, 2018	reported	n/a
W••••••••• C••••• P••••••• I• •••• L•	Real Estate Fund	$4.3M	Mar 31, 2026	8	Apr 20, 2012	reported	n/a
W••••••••• C••••• P••••••• L•	Hedge Fund	$1.6M	Mar 31, 2021	15	Apr 20, 2012	dropped	021-109765
W••••••••• C••••• P••••••• I•• L•	Real Estate Fund	$1.2M	Mar 31, 2026	12	Apr 20, 2012	reported	021-154746
W••••••••• E••••••• O••••••••• F••• L•	Hedge Fund	$886,000	Sep 5, 2012	5	Apr 20, 2012	dropped	021-1393747
W••••••••• E••••••• O••••••••• M••••• F••• L••	Hedge Fund	$6,000	Apr 30, 2017	4	Apr 1, 2013	dropped	021-101202

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$581M	$581M	7	2	n/a	7	$308M
2014	Mar 31, 2015	$581M	$581M	7	2	n/a	7	$424M
2013	Mar 27, 2014	$560M	$560M	6	2	n/a	4	$333M
2012	Apr 1, 2013	$503M	$503M	7	2	n/a	4	$312M
2011	Apr 20, 2012	$406M	$406M	n/a	n/a	n/a	4	$266M