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CRD 137572
BOULDER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| W••••••••• M••••• F••• L•• | Hedge Fund | $14.1M | Feb 7, 2013 | 2 | Apr 23, 2012 | dropped | n/a |
| W••••••••• R••• E••••• S••••••••• F••• L• | Hedge Fund | $9.9M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••••• T•••••••• M•••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 05/2016 | May 3, 2016 | Apr 29, 2024 |
| H••••••• J•••• G• | SVP - ASSET MANAGEMENT | Na | yes | 01/2017 | Apr 1, 2013 | Apr 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| W••••••••• C•••••• M••••••••• I••••••••• L• | n/a | Asset manager | $2.0B | N | yes | n/a |
| W••••••••• C••••• P••••••• A••••••• I• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $5.1M | $107M | -95.3% | $114M | -64.6% | 4 | 4 | 0 | 0 |
| 57 |
| Apr 23, 2012 |
| dropped |
| 021-1118082 |
| C••••••• W••••••••• H•••••••• L•• | Hedge Fund | $5.1M | Apr 29, 2024 | 2 | Apr 1, 2013 | reported | n/a |
| W••••••••• S••••••••• F••• L•• | Hedge Fund | $4.1M | Feb 7, 2013 | 17 | Apr 23, 2012 | dropped | 021-1377290 |
| Member |
| E |
| yes |
| 02/2000 |
| Apr 23, 2012 |
| Apr 29, 2024 |
| H•••••• J••••••• D• | Partner | D | yes | 07/1999 | Apr 23, 2012 | Apr 29, 2024 |
| H•••••• J••••••• D• | Manager | Na | yes | 02/2000 | Apr 23, 2012 | Apr 29, 2024 |
| M••••••••• J••• | Partner | D | yes | 07/1999 | Mar 27, 2014 | Apr 29, 2024 |
| n/a |
| n/a |
| n/a |
| N |
| yes |
| n/a |
| W••••••••• C••••• P••••••• A••••••• I• L•• | n/a | n/a | n/a | N | yes | n/a |
| W••••••••• C••••• P••••••• V• L•• | n/a | n/a | n/a | N | yes | n/a |
| Mar 31, 2024 |
| $5.1M |
| $5.1M |
| 4 |
| 2 |
| 0 |
| 1 |
| $5.1M |
| 2022 | Mar 31, 2023 | $107M | $107M | 4 | 2 | 0 | 1 | $107M |
| 2021 | Mar 31, 2022 | $119M | $119M | 4 | 2 | 0 | 1 | $119M |
| 2020 | Mar 31, 2021 | $114M | $114M | 4 | 2 | 0 | 1 | $114M |
| 2019 | Apr 20, 2020 | $113M | $113M | 4 | 2 | 0 | 1 | $113M |
| 2018 | Mar 29, 2019 | $95.4M | $95.4M | 4 | 2 | 0 | 1 | $95.4M |
| 2017 | Apr 2, 2018 | $116M | $116M | 4 | 2 | 0 | 1 | $116M |
| 2016 | Mar 31, 2017 | $108M | $108M | 4 | 2 | n/a | 1 | $108M |
| 2015 | Mar 30, 2016 | $101M | $101M | 4 | 2 | n/a | 1 | $101M |
| 2014 | Mar 31, 2015 | $94.2M | $94.2M | 5 | 2 | n/a | 1 | $94.2M |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2013 | Mar 27, 2014 | $77.0M | $77.0M | 5 | 2 | n/a | 1 | $77.0M |
| 2012 | Apr 1, 2013 | $87.8M | $87.8M | 5 | 2 | n/a | 1 | $87.8M |
| 2011 | Apr 23, 2012 | $88.7M | $88.7M | n/a | n/a | n/a | 3 | $28.2M |