This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ADVICE AND PLANNING SERVICES

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Nov 1, 2017

First registration

Jan 17, 2018

Dual registered

yes, broker-dealer

Other names

Joe Robert Smith|Joseph Smith|Joseph Robert Smith|Joe Smith|Joseph R Smith

IAPD individual key

6844607

• Occurred

  Aug 12, 2022
  Advisor changed firm

  Joseph Robert Smith left Citizens Securities, Inc. for Advice And Planning Services (registered 2022-09-25)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2628c4b1-2a36-db94-5c76-3aae9a989943

First observed

Jan 17, 2018

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.