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Advisor at U.S. BANCORP ADVISORS, LLC
San Marcos, CA | Vista, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Feb 13, 2026 | n/a | yes | San Marcos, CA|Vista, CA | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Apr 19, 2022 | Feb 13, 2026 | no | Carlsbad, CA|CARLSBAD, CA|Oceanside, CA|Oceanside, CA|Vista, CA|Oceanside, CA|San Marcos, CA|ESCONDIDO, CA|SAN DIEGO, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 30, 2017 | Apr 18, 2022 | no | CARLSBAD, CA|CARLSBAD, CA|CARLSBAD, CA|CARLSBAD, CA|ENCINITAS, CA|CARLSBAD, CA|CARLSBAD, CA|CARLSBAD, CA|CARLSBAD, CA|CARLSBAD, CA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 27, 2016 | Jan 31, 2017 | no | CARLSBAD, CA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | May 7, 2015 | Mar 30, 2016 | no | SAN DIEGO, CA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Oct 21, 2014 | Oct 29, 2014 | no | SAN DIEGO, CA|AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP ADVISORS, LLC | Feb 13, 2026 | Feb 13, 2026 | 0 | Bulk transfer | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | U.S. BANCORP INVESTMENTS, INC. | Apr 18, 2022 | Apr 19, 2022 | 1 | Firm change | Wirehouse to ibd |
| J.P. MORGAN SECURITIES LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 31, 2017 | Jan 30, 2017 | -1 | Firm change | Wirehouse to wirehouse |
| STRATEGIC ADVISERS LLC | J.P. MORGAN SECURITIES LLC | Mar 30, 2016 | Apr 27, 2016 | 28 | Firm change | Ibd to wirehouse |