DFX Intelligence

G•••••• T••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor21 years in industry

G•••••• T••••• W•••••••

Advisor at W••••••• D••••••••• C••••••• L••

BAKERSFIELD, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:262a186f-077d-45e7-1cd7-f1516a13969d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Jan 27, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G•••••• T••••• W•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• D••••••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 14, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• D••••••••• C••••••• L••	Independent wealth	Apr 20, 2020	n/a	yes	BAKERSFIELD, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 3, 2011	Mar 24, 2020	no	SAN LUIS OBISPO, CA\|BAKERSFIELD, CA\|FRESNO, CA\|FRESNO, CA\|BAKERSFIELD, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W••••••• D••••••••• C••••••• L••	Mar 24, 2020	Apr 20, 2020	27	Firm change	Wirehouse to RIA
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Jan 3, 2011	Jan 3, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:306299:CA:2020-03-24	Mar 24, 2020	Apr 20, 2020	BAKERSFIELD, CA	Firm change

Relationships

Registered with (4)

→ W••••••• D••••••••• C••••••• L••Registered adviserregistration: current employment
Apr 20, 2020 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Mar 24, 2020factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Apr 20, 2009 to Jan 3, 2011factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:262a186f-077d-45e7-1cd7-f1516a13969d
First observed: Jan 27, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.