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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WOODWARD DIVERSIFIED CAPITAL, LLC

CRD 306299

BAKERSFIELD, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:95ec8c5d-e9b4-8147-db17-351d9b6c3cbf

Data as of Sep 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 2
On other graphs: 3
Observed: Nov 5, 2019 to Sep 2, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Woodward Diversified Capital, LLC

Private equity manager · shared crd

Independent Sponsorsidentity

Woodward Diversified Capital, LLC

Capital provider to sponsors · shared crd

Private Creditidentity

WOODWARD DIVERSIFIED CAPITAL, LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.59 fund_share=0.36 institutional_share=0.04 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $610MItem 5.F on the latest filing (2026-09-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $610M
Private client RAUM: $357MderivedItem 5.D individuals plus high net worth individuals
Private client share: 59%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $152Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 438
Individual clients: 285
High net worth clients: 111
Custody, client assets: $218M
SEC number: 801-117741
CIK: 1846177
CRD: 306299
Filings on the tape: 22
First filed: Nov 5, 2019
Latest filed: Sep 2, 2026
Organised: Limited Liability Company, CA
Website: woodwarddiversifiedcapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS DORSEY WOODWARD	n/a	BAKERSFIELD, CA	6	45	4	no
GABRIEL THOMAS WOODWARD	n/a	BAKERSFIELD, CA	6	21	3	no
BEAU THOMAS WOODWARD	n/a	BAKERSFIELD, CA	6	23	5	no
Caleb James Richmond	n/a	BAKERSFIELD, CA	0	12	1	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
WDC ENERGY, LLC	Private Equity Fund	$117M	Mar 13, 2024	84	Feb 3, 2021	reported	021-385558
WDC ENERGY II GREEN RIVER LLC	Private Equity Fund	$34.9M	Mar 13, 2024	99	Sep 19, 2022	reported	021-459368
WDC CREDIT FUND, LLC	Private Equity Fund	$8.5M	Mar 13, 2024	57	Oct 10, 2023	reported	021-482210
WDC RONDO, LLC	Private Equity Fund	$6.6M	Mar 13, 2024	7	Oct 27, 2021	reported	021-421352
WDC TECHNOLOGY FUND 1, LLC	Private Equity Fund	$4.7M	Mar 13, 2024	39	Sep 22, 2022	reported	021-460350
WDC QUALIFIED CREDIT FUND, LLC	Private Equity Fund	$2.6M	Mar 13, 2024	45	Oct 10, 2023	reported	021-482125
WDC SPACE X, LLC	Private Equity Fund	$2.6M	Mar 13, 2024	45	Oct 10, 2023	reported	021-488213
WDC FUND 1, LLC	Private Equity Fund	$0	Mar 13, 2024	67	Sep 25, 2020	reported	021-383234
WDC BIOTECH FUND I, LLC	Private Equity Fund	$0	Mar 13, 2024	17	Oct 10, 2023	reported	021-482113

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WOODWARD, BEAU, THOMAS	Partner	C	yes	10/2019	Nov 5, 2019	Mar 13, 2024
WOODWARD, GABRIEL, THOMAS	Partner	C	yes	10/2019	Nov 5, 2019	Mar 13, 2024
WOODWARD, THOMAS, DORSEY	PARTNER, CHIEF COMPLIANCE OFFICER	C	yes	10/2019	Nov 5, 2019	Mar 13, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 19, 2026	$610M	$610M	6	4	11	n/a
2024	Apr 29, 2025	$571M	$571M	6	4	11	n/a
2023	Mar 13, 2024	$508M	$508M	5	4	9	$177M
2022	Mar 27, 2023	$476M	$476M	5	3	5	$166M
2021	Mar 28, 2022	$391M	$391M	3	3	3	$48.0M
2020	Feb 3, 2021	$390M	$390M	3	3	2	$8.1M
2019	Mar 30, 2020	$224M	$224M	3	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$610M	$571M	6.8%	$476M	8.6%	6	6	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WELLS FARGO ADVISORS	3	Mar 24, 2020	Apr 20, 2020	BAKERSFIELD, CA	Team lift out	Wirehouse to new firm	0.0%

Relationships

Registered with (4)

← Caleb James RichmondAdvisorregistration: current employment
Jan 9, 2026 to presentfactForm ADV
← GABRIEL THOMAS WOODWARDAdvisorregistration: current employment
Apr 20, 2020 to presentfactForm ADV
← BEAU THOMAS WOODWARDAdvisorregistration: current employment
Apr 20, 2020 to presentfactForm ADV
← THOMAS DORSEY WOODWARDAdvisorregistration: current employment
Mar 24, 2020 to presentfactForm ADV

Advises (9)

→ WDC RONDO, LLCPrivate fundPrivate Equity Fund, IA
Oct 27, 2021 to presentfactForm ADV
→ WDC TECHNOLOGY FUND 1, LLCPrivate fundPrivate Equity Fund, IA
Sep 22, 2022 to presentfactForm ADV
→ WDC ENERGY II GREEN RIVER LLCPrivate fundPrivate Equity Fund, IA
Sep 19, 2022 to presentfactForm ADV
→ WDC BIOTECH FUND I, LLCPrivate fundPrivate Equity Fund, IA
Oct 10, 2023 to presentfactForm ADV
→ WDC CREDIT FUND, LLCPrivate fundPrivate Equity Fund, IA
Oct 10, 2023 to presentfactForm ADV
→ WDC QUALIFIED CREDIT FUND, LLCPrivate fundPrivate Equity Fund, IA
Oct 10, 2023 to presentfactForm ADV
→ WDC SPACE X, LLCPrivate fundPrivate Equity Fund, IA
Oct 10, 2023 to presentfactForm ADV
→ WDC FUND 1, LLCPrivate fundPrivate Equity Fund, IA
Sep 25, 2020 to presentfactForm ADV
→ WDC ENERGY, LLCPrivate fundPrivate Equity Fund, IA
Feb 3, 2021 to presentfactForm ADV

Controls (3)

← WOODWARD, GABRIEL, THOMASOwnerPARTNER, ownership code C, individual
Nov 5, 2019 to Mar 13, 2024factForm ADV
← WOODWARD, BEAU, THOMASOwnerPARTNER, ownership code C, individual
Nov 5, 2019 to Mar 13, 2024factForm ADV
← WOODWARD, THOMAS, DORSEYOwnerPARTNER, CHIEF COMPLIANCE OFFICER, ownership code C, individual
Nov 5, 2019 to Mar 13, 2024factForm ADV

Moved with (1)

← WELLS FARGO ADVISORSRegistered adviser3 advisors, team lift out, same day
Mar 24, 2020 to Apr 20, 2020factForm ADV

Dated events

Occurred
Feb 3, 2021
Regulatory AUM changed
Woodward Diversified Capital, Llc reported RAUM $390.4M, up 74% from $224.1M (2020-09-25 to 2021-02-03)
Form ADVobserved 4 days ago
$166M
Occurred
Nov 5, 2019
First Form ADV filing
Woodward Diversified Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95ec8c5d-e9b4-8147-db17-351d9b6c3cbf
First observed: Nov 5, 2019
Last observed: Sep 2, 2026 17 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WOODWARD DIVERSIFIED CAPITAL, LLC

CRD 306299

BAKERSFIELD, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:95ec8c5d-e9b4-8147-db17-351d9b6c3cbf

Data as of Sep 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:55 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS DORSEY WOODWARD

n/a

BAKERSFIELD, CA

GABRIEL THOMAS WOODWARD

n/a

BAKERSFIELD, CA

BEAU THOMAS WOODWARD

n/a

BAKERSFIELD, CA

Caleb James Richmond

n/a

BAKERSFIELD, CA

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

WDC ENERGY, LLC

Private Equity Fund

$117M

Mar 13, 2024

Feb 3, 2021

reported

021-385558

WDC ENERGY II GREEN RIVER LLC

Private Equity Fund

$34.9M

Mar 13, 2024

Sep 19, 2022

reported

021-459368

WDC CREDIT FUND, LLC

Private Equity Fund

$8.5M

Mar 13, 2024

Oct 10, 2023

reported

021-482210

WDC RONDO, LLC

Private Equity Fund

$6.6M

Mar 13, 2024

Oct 27, 2021

reported

021-421352

WDC TECHNOLOGY FUND 1, LLC

Private Equity Fund

$4.7M

Mar 13, 2024

Sep 22, 2022

reported

021-460350

WDC QUALIFIED CREDIT FUND, LLC

Private Equity Fund

$2.6M

Mar 13, 2024

Oct 10, 2023

reported

021-482125

WDC SPACE X, LLC

Private Equity Fund

$2.6M

Mar 13, 2024

Oct 10, 2023

reported

021-488213

WDC FUND 1, LLC

Private Equity Fund

Mar 13, 2024

Sep 25, 2020

reported

021-383234

WDC BIOTECH FUND I, LLC

Private Equity Fund

Mar 13, 2024

Oct 10, 2023

reported

021-482113

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WOODWARD, BEAU, THOMAS

Partner

yes

10/2019

Nov 5, 2019

Mar 13, 2024

WOODWARD, GABRIEL, THOMAS

Partner

yes

10/2019

Nov 5, 2019

Mar 13, 2024

WOODWARD, THOMAS, DORSEY

PARTNER, CHIEF COMPLIANCE OFFICER

yes

10/2019

Nov 5, 2019

Mar 13, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$610M

n/a

2024

Apr 29, 2025

$571M

n/a

2023

Mar 13, 2024

$508M

$177M

2022

Mar 27, 2023

$476M

$166M

2021

Mar 28, 2022

$391M

$48.0M

2020

Feb 3, 2021

$390M

$8.1M

2019

Mar 30, 2020

$224M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$610M

$571M

6.8%

$476M

8.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WELLS FARGO ADVISORS

Mar 24, 2020

Apr 20, 2020

BAKERSFIELD, CA

Team lift out

Wirehouse to new firm

0.0%