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Advisor at STRATEGIC ADVISERS LLC
PORTER RANCH, CA | BURBANK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | BURBANK, CA|PORTER RANCH, CA | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 26, 2021 | Mar 31, 2025 | no | SANTA MONICA, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 22, 2010 | Jul 7, 2021 | no | VAN NUYS, CA|SANTA CLARITA, CA|SANTA MONICA, CA|SANTA MONICA, CA|ENCINO, CA|LOS ANGELES, CA|LOS ANGELES, CA|SANTA CLARITA, CA|LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Oct 13, 2008 | Jul 22, 2009 | no | NORTH HOLLYWOOD, CA|PASADENA, CA|NORTH HOLLYWOOD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jul 7, 2021 | Jul 26, 2021 | 19 | Firm change | Wirehouse to ibd |
| WELLS FARGO INVESTMENTS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 22, 2009 | Mar 22, 2010 | 243 | Firm change | Other |