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Advisor at WELLS FARGO ADVISORS
ROSEVILLE, CA | LINCOLN, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 15, 2014 | n/a | yes | LINCOLN, CA|ROSEVILLE, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 30, 2008 | Aug 18, 2014 | no | YUBA CITY, CA|ROSEVILLE, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 24, 2003 | Oct 30, 2008 | no | ROSEVILLE, CA|ROSEVILLE, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Mar 9, 2001 | Jan 15, 2003 | no | CITRUS HEIGHTS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Aug 18, 2014 | Aug 15, 2014 | -3 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 30, 2008 | Oct 30, 2008 | 0 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY DW INC. | WELLS FARGO ADVISORS | Jan 15, 2003 | Jan 24, 2003 | 9 | Firm change | Other |