DFX Intelligence

K•••• M• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

K•••• M• F•••••••

Advisor at W•••• F•••• A•••••••

HIGHLAND PARK, IL

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Search this name across graphsid dfx:ria:2642a0d2-51a8-5715-0a3c-0dd60107c2dc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 5, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jun 5, 2019	n/a	yes	HIGHLAND PARK, IL	Current employment
W•••• F•••• A•••••••	Wirehouse	Dec 10, 2013	Jun 5, 2019	no	DEERFIELD, IL\|HIGHLAND PARK, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Jun 5, 2019	Jun 5, 2019	0	Channel change	Wirehouse to wirehouse
M••••• S•••••• • C•• L••	W•••• F•••• A•••••••	Apr 18, 2008	Dec 10, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:11025:IL:2019-06-04	Jun 5, 2019	Jun 5, 2019	HIGHLAND PARK, IL	Firm change

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jun 5, 2019 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 10, 2013 to Jun 5, 2019factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Apr 2, 2007 to Apr 18, 2008factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2642a0d2-51a8-5715-0a3c-0dd60107c2dc
First observed: Aug 5, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.