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Data Factory
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Reading the graph
Advisor at MORGAN STANLEY
Ponte Vedra, FL | Ponte Vedra Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 24, 2020 | n/a | yes | Ponte Vedra, FL|Ponte Vedra Beach, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 17, 2009 | Sep 29, 2020 | no | PONTE VEDRA BEACH, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Mar 1, 2006 | Apr 1, 2009 | no | PONTE VEDRA BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Sep 29, 2020 | Sep 24, 2020 | -5 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 1, 2009 | Mar 17, 2009 | -15 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:FL:2020-09-21 | Sep 29, 2020 | Sep 24, 2020 | PONTE VEDRA BEACH, FL | Firm change |