DFX Intelligence

B•••• A••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor33 years in industry

B•••• A••• C••••••

Advisor at T•• N••••• G•••• L••

PROVO, UT | Salt Lake City, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:26611bf3-435e-7da1-f085-007340e08320

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• N••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 9, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• N••••• G•••• L••	Independent wealth	Mar 15, 2023	n/a	yes	Salt Lake City, UT\|PROVO, UT	Current employment
T••••••••• C••••••• L••	Asset manager	Jan 17, 2019	Jun 28, 2023	no	Salt Lake City, UT\|LEHI, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• C••••••• L••	T•• N••••• G•••• L••	Jun 28, 2023	Mar 15, 2023	-105	Firm change after gap	RIA to new firm
C•••• A•••••••	T••••••••• C••••••• L••	Jan 22, 2019	Jan 17, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
288576:323988:UT:2023-06-28	Jun 28, 2023	Mar 15, 2023	LEHI, UT	Firm change after gap

Relationships

Registered with (5)

→ T•• N••••• G•••• L••Registered adviserregistration: current employment
Mar 15, 2023 to presentfactForm ADV
→ T••••••••• C••••••• L••Registered adviserregistration: previous registration
Jan 17, 2019 to Jun 28, 2023factForm ADV
→ C•••• A•••••••Registered adviserregistration: previous registration
Oct 18, 2016 to Jan 22, 2019factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••

Dated events

Occurred
Jun 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:26611bf3-435e-7da1-f085-007340e08320
First observed: Feb 3, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.