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CRD 288576
LEHI, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MICHAEL JAMES FOLKER | n/a | LEHI, UT | 9 | 14 | 1 | no |
| CHRISTOPHER GAMMELL HEDQUIST | Certified Financial Planner | LEHI, UT | 8 | 33 | 6 | no |
| BRADY SKIDMORE WEBB | n/a | IDAHO FALLS, ID | LEHI, UT | 7 | 11 | 1 | no |
| TRENTON CHRISTOPHER LAPORTE | n/a | IDAHO FALLS, ID | LEHI, UT | 7 | 11 | 1 | no |
| TYSON LORIN WALKER | n/a | LEHI, UT | 6 | 11 | n/a | no |
| BRIAN JOSEPH HALEY | n/a | LEHI, UT | Idaho Falls, ID | 6 | 18 | n/a | no |
| WILLIAM B YARBENET | n/a | LEHI, UT | 3 | 10 | n/a | no |
| IAN MICHAEL ROSE | n/a | LEHI, UT | 3 | 16 | n/a | no |
| Jeffrey Alan Reid | Certified Financial Planner | LEHI, UT | 3 | 23 | 7 | yes |
| ERICA ANN WEST | n/a | LEHI, UT | 2 | 11 | n/a | no |
| Samantha Brynn Stoner | Chartered Financial Analyst | LEHI, UT | 1 | 11 | 1 | no |
| Michael John Walters | n/a | LEHI, UT | 1 | 12 | 1 | no |
| Nelson Jones | n/a | LEHI, UT | 1 | 10 | n/a | no |
| Kevin Sean McLeeson | n/a | LEHI, UT | 1 | 11 | n/a | no |
| RYAN PAUL FREITAS | Chartered Financial Analyst | LEHI, UT | 0 | 20 | 1 | no |
| Lucas J. Catania | n/a | LEHI, UT | 0 | 10 | 1 | no |
| Nicholas Jon Popolizio | n/a | LEHI, UT | 0 | 12 | 2 | no |
| Blake Rozsa | n/a | LEHI, UT | 0 | 10 | n/a | no |
| Jordan King | n/a | LEHI, UT | 0 | 11 | n/a | no |
| BRIAN QUICK | n/a | LEHI, UT | 0 | 10 | n/a | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| TOWNSQUARE WTI OPPORTUNITY I, LLC | Private Equity Fund | $7.3M | Sep 24, 2024 | 34 | Jun 10, 2021 | reported | 021-401209 |
| TOWNSQUARE SUNDANCE BAY OPPORTUNITY I, LLC | Private Equity Fund | $5.7M | Sep 24, 2024 | 25 | Aug 1, 2022 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AUDRAIN, MARK, ANDREW | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2023 | Oct 9, 2023 | Sep 24, 2024 |
| Baum, Jonathan, Russell | ELECTED MANAGER | F | yes | 07/2022 | Oct 6, 2022 | Sep 24, 2024 |
| BEACH, KYLEE, MARIE | CHIEF LEGAL OFFICER/SECRETARY | Na | yes | 07/2022 | Oct 6, 2022 | Sep 24, 2024 |
| BEAMAN, NOREEN, DARCY | ELECTED MANAGER | F | yes | 07/2022 | Oct 6, 2022 | Sep 24, 2024 |
| BURNS, MICHAEL, ROY | ELECTED MANAGER | F | yes | 07/2022 | Oct 6, 2022 | Sep 24, 2024 |
| CLARKE, ERIC, REESE | ELECTED MANAGER | F | yes | 07/2022 | Oct 6, 2022 | Sep 24, 2024 |
| CROCKETT, TODD, RICHARD | ELECTED MANAGER | F | yes | 07/2022 | Oct 6, 2022 | Sep 24, 2024 |
| FOLKER, MICHAEL, JAMES | President | Na | yes | 07/2022 | May 9, 2017 | Sep 24, 2024 |
| GENSTAR CAPITAL IX, L.P. | GENERAL PARTNER | F | yes | 07/2022 | Oct 6, 2022 | Sep 24, 2024 |
| GENSTAR CAPITAL PARTNERS IX, L.P. | 50% MEMBER | F | yes | 07/2022 | Oct 6, 2022 | Sep 24, 2024 |
| GOLDMAN, CHARLES, GEORGE | ELECTED MANAGER | F | yes | 07/2022 | Oct 6, 2022 | Sep 24, 2024 |
| GT POLARIS GP, LLC. | GENERAL PARTNER | F | yes | 07/2022 | Oct 6, 2022 | Sep 24, 2024 |
| GT POLARIS HOLDINGS, INC | Stockholder | E | yes | 07/2022 | Oct 6, 2022 | Sep 24, 2024 |
| GT POLARIS HOLDINGS, L.P. | Stockholder | E | yes | 07/2022 | Oct 6, 2022 | Sep 24, 2024 |
| GT POLARIS MIDCO, INC. | Stockholder | E | yes | 07/2022 | Oct 6, 2022 | Sep 24, 2024 |
| HARDWICK, LORI, TOPE | ELECTED MANAGER | F | yes | 07/2022 | Oct 6, 2022 | Sep 24, 2024 |
| Mayo, Mark, Kevin | CHIEF FINANCIAL OFFICER | Na | yes | 09/2024 | Sep 24, 2024 | Sep 24, 2024 |
| MCLAUGHLIN, BRIAN, THOMAS | ELECTED MANAGER | F | yes | 07/2022 | Oct 6, 2022 | Sep 24, 2024 |
| ORION ADVISOR SOLUTIONS, INC. | Shareholder | E | yes | 07/2022 | Aug 1, 2022 | Sep 24, 2024 |
| RAMAKRISHNAN, SIDDHARTH | ELECTED MANAGER | F | yes | 07/2022 | Oct 6, 2022 | Sep 24, 2024 |
| SALEWSKI, ANTHONY, JON | ELECTED MANAGER | F | yes | 07/2022 | Oct 6, 2022 | Sep 24, 2024 |
| TA ASSOCIATES CAYMAN, LTD | 50% MEMBER | F | yes | 07/2022 | Oct 6, 2022 | Sep 24, 2024 |
| WOLFSEN, NATALIE, GRACE | ELECTED MANAGER | F | yes | 10/2023 | Mar 28, 2024 | Sep 24, 2024 |
| WOLFSEN, NATALIE, GRACE | Ceo | Na | yes | 09/2024 | Mar 28, 2024 | Sep 24, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ORION PORTFOLIO SOLUTIONS, LLC | n/a | Bd affiliated wealth | $65B | N | yes | n/a |
| BRINKER CAPITAL SECURITIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| CONSTELLATION TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| TOWNSQUARE SUNDANCE BAY OPPORTUNITY I, LLC | n/a | n/a | n/a | N | yes | n/a |
| TOWNSQUARE WTI OPPORTUNITY I, LLC | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| IDAHO FALLS | Id | United States | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $18B | $18B | 53 | 17 | 1 | 2 | n/a |
| 2024 | Apr 3, 2025 | $15B | $15B | 25 | 8 | 1 | 2 | n/a |
| 2023 | Mar 28, 2024 | $8.8B | $8.8B | 17 | 15 | 1 | 2 | $13.0M |
| 2022 | Mar 31, 2023 | $6.2B | $6.2B | 89 | 70 | 40 | 2 | $6.8M |
| 2021 | Mar 30, 2022 | $6.0B | $6.0B | 84 | 66 | 42 | 1 | $1.2M |
| 2020 | Mar 31, 2021 | $3.6B | $3.6B | 90 | 77 | 42 | n/a | n/a |
| 2019 | Mar 30, 2020 | $2.1B | $2.1B | 72 | 61 | 26 | n/a | n/a |
| 2018 | Mar 7, 2019 | $1.1B | $451M | 49 | 45 | 23 | n/a | n/a |
| 2017 | Feb 17, 2018 | $350M | $65.0M | 12 | 8 | 4 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 1 | 2 | 4.8% | 0 | 0 | 0 | 5 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $18B | $15B | 20.6% | $6.2B | 42.5% | 53 | 25 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| THE NORDEN GROUP LLC | 15 | Jun 28, 2023 | May 11, 2023 | LEHI, UT | Team lift out | RIA to RIA | 46.9% |
| HA WEALTH ADVISORS INC. | 2 | Jun 28, 2023 | May 1, 2023 | LEHI, UT | Team lift out | RIA to state RIA | 6.3% |
| PORTSIDE WEALTH GROUP, LLC | 2 | May 26, 2023 | Apr 17, 2023 | LEHI, UT | Team lift out | RIA to new firm | 2.7% |
| JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLC | 2 | Dec 17, 2021 | Aug 13, 2021 | LEHI, UT | Team lift out | RIA to RIA | 2.8% |
| ALLIANCE WEALTH ADVISORS, LLC | 5 | Nov 22, 2021 | Jun 25, 2021 | BOUNTIFUL, UT | Team lift out | RIA to RIA | 6.6% |
| LARSON WILLIAMS WEALTH ADVISORS, LLC | 2 | Oct 19, 2021 | Feb 23, 2021 | LEHI, UT | Team lift out | RIA to RIA | 2.6% |
| ARS INVESTMENT ADVISORS, INC. | 2 | Jan 12, 2021 | Jan 19, 2021 | LEHI, UT | Team lift out | RIA to RIA | 2.6% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | 2 | Feb 8, 2022 | Feb 14, 2022 | SCOTTSDALE, AZ | Team lift out | Ibd to RIA | 0.0% |
| ONEAMERICA SECURITIES, INC. | 2 | Dec 17, 2020 | Dec 15, 2020 | INDIANAPOLIS, IN | Team lift out | Ibd to RIA | 0.8% |
| HORTER INVESTMENT MANAGEMENT, LLC | 4 | May 26, 2020 | Apr 17, 2020 | CEDAR PARK, TX | Team lift out | RIA to RIA | 9.3% |
| ALLEGIS INVESTMENT ADVISORS, LLC | 2 | Jul 12, 2018 | May 15, 2019 | SOUTH JORDAN, UT | Team lift out | RIA to RIA | 16.7% |
| ALLEGIS INVESTMENT ADVISORS, LLC | 4 | Jun 28, 2018 | Jul 16, 2018 | IDAHO FALLS, ID | Team lift out | RIA to RIA | 20.0% |
| ALLEGIS INVESTMENT ADVISORS, LLC | 2 | May 4, 2018 | May 2, 2018 | SOUTH JORDAN, UT | Team lift out | RIA to RIA | 4.8% |
| ALLEGIS INVESTMENT ADVISORS, LLC | 9 | Apr 25, 2018 | Sep 25, 2018 | IDAHO FALLS, ID | Team lift out | RIA to RIA | 19.1% |
| ALLEGIS INVESTMENT ADVISORS, LLC | 12 | Mar 21, 2018 | Mar 8, 2018 | IDAHO FALLS, ID | Team lift out | RIA to RIA | 19.7% |
| ALLEGIS INVESTMENT ADVISORS, LLC | 2 | Mar 21, 2018 | Mar 2, 2018 | OREM, UT | Team lift out | RIA to RIA | 3.3% |
| ALLEGIS INVESTMENT ADVISORS, LLC | 3 | Oct 2, 2017 | Oct 3, 2017 | IDAHO FALLS, ID | Team lift out | Other | 4.3% |