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Advisor at MORGAN STANLEY
Fort Lauderdale, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 18, 2020 | n/a | yes | Fort Lauderdale, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 28, 2019 | Sep 28, 2020 | no | FORT LAUDERDALE, FL | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Sep 9, 2014 | Sep 19, 2019 | no | POMPANO BEACH, FL|CINCINNATI, OH|Pompano Beach, FL | Previous registration |
| INDEPENDENT PORTFOLIO CONSULTANTS, INC. | Former SEC adviser | Dec 13, 2004 | Oct 15, 2012 | no | BOCA RATON, FL|BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Sep 28, 2020 | Sep 18, 2020 | -10 | Firm change | Wirehouse to wirehouse |
| OSAIC FA, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 19, 2019 | Aug 28, 2019 | -22 | Firm change | Ibd to wirehouse |
| INDEPENDENT PORTFOLIO CONSULTANTS, INC. | OSAIC FA, INC. | Oct 15, 2012 | Sep 9, 2014 | 694 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:FL:2020-09-21 | Sep 28, 2020 | Sep 18, 2020 | FORT LAUDERDALE, FL | Firm change |