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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

STEPHEN DOUGLAS HAYWOOD

Advisor at ALLSTATE FINANCIAL ADVISORS, LLC

Waterbury, CT

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Search this name across graphsid dfx:ria:266496f7-8ee8-ba67-600f-05b7be7796ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLSTATE FINANCIAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 17, 1997
First registration: Jan 26, 2004
Dual registered: yes, broker-dealer
Other names: DOUG HAYWOOD|DOUGLAS HAYWOOD|STEPHEN D HAYWOOD|STEPHEN DOUGLAS HAYWOOD
IAPD individual key: 2703413

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Oct 27, 2011	n/a	yes	Waterbury, CT	Current employment
WELLS FARGO ADVISORS	Wirehouse	May 16, 2008	Sep 7, 2011	no	DANBURY, CT\|MELVILLE, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Jun 12, 2008	no	STAMFORD, CT\|Cos Cob, CT	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Jan 26, 2004	May 29, 2007	no	COS COB, CT\|COS COB, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	ALLSTATE FINANCIAL ADVISORS, LLC	Sep 7, 2011	Oct 27, 2011	50	Firm change	Wirehouse to new firm
CITIGROUP GLOBAL MARKETS INC.	WELLS FARGO ADVISORS	Jun 12, 2008	May 16, 2008	-27	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Oct 27, 2011 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 16, 2008 to Sep 7, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Jun 12, 2008factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Jan 26, 2004 to May 29, 2007factForm ADV

Dated events

No dated event names this entity yet.