DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Douglas Haywood
Feed of 09/14/2026
Also filed as Doug Haywood
At current firm
14 y
since Oct 27, 2011
In the industry
28 y
since Nov 17, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Allstate Financial Advisors, LLC BD affiliated currentsince Oct 27, 2011 · Waterbury, Ct
- Wells Fargo Advisors wirehouseMay 16, 2008 to Sep 7, 2011 · Danbury, Ct
- Citigroup Global Markets Inc. BD affiliatedMay 29, 2007 to Jun 12, 2008 · Stamford, Ct
- Citicorp Investment Services unclassifiedJan 26, 2004 to May 29, 2007 · Cos Cob, Ct
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Allstate Financial Advisors, LLCleft Sep 7, 2011, registered Oct 27, 2011 (50 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Citigroup Global Markets Inc. to Wells Fargo Advisorsleft Jun 12, 2008, registered May 16, 2008 (-27 days) · Other
- Citicorp Investment Services to Citigroup Global Markets Inc.left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address