DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O• I••••••••• M••••••••• C•
Sugar Land, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O• I••••••••• M••••••••• C• | Bd affiliated wealth | Mar 19, 2025 | n/a | yes | Sugar Land, TX | Current employment |
| I•••••••• A•••••••• L•• | Bd affiliated wealth | Jun 29, 2021 | Sep 14, 2022 | no | Des Moines, IA|URBANDALE, IA|Des Moines, IA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I•••••••• A•••••••• L•• | O• I••••••••• M••••••••• C• | Sep 14, 2022 | Mar 19, 2025 | 917 | Firm change after gap | RIA to ibd |
| V•••• F•••••••• A•••••••• I••• | I•••••••• A•••••••• L•• | Feb 20, 2020 | Jun 29, 2021 |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Apr 23, 2014 | Feb 20, 2020 | no | HOUSTON, TX | Previous registration |
| I•••••• A•••••••• I••• | Asset manager | Jan 1, 2010 | Jul 15, 2013 | no | ATLANTA, GA | Previous registration |
| I•••••• A•• P•••••• A•••• M••••••••• I••• | n/a | Sep 14, 2005 | Jan 1, 2010 | no | HOUSTON, TX | Previous registration |
| 495 |
| Firm change after gap |
| Ibd to RIA |
| I•••••• A•••••••• I••• | V•••• F•••••••• A•••••••• I••• | Jul 15, 2013 | Apr 23, 2014 | 282 | Firm change | Other |
| I•••••• A•• P•••••• A•••• M••••••••• I••• | I•••••• A•••••••• I••• | Jan 1, 2010 | Jan 1, 2010 | 0 | Bulk transfer | Other |