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Advisor at CETERA INVESTMENT ADVISERS LLC
NEW ORLEANS, LA | RIVER RIDGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 10, 2022 | n/a | yes | RIVER RIDGE, LA|NEW ORLEANS, LA | Current employment |
| HANCOCK WHITNEY INVESTMENT SERVICES INC. | Independent wealth | Aug 14, 2003 | Aug 10, 2022 | no | HARAHAN, LA|NEW ORLEANS, LA|NEW ORLEANS, LA|BATON ROUGE, LA|NEW ORLEANS, LA|NEW ORLEANS, LA|NEW ORLEANS, LA|NEW ORLEANS, LA|HARVEY, LA|ZACHERY, LA|GRETNA, LA|NEW ORLEANS, LA|PASS CHRISTIAN, MS|BAY ST LOUIS, MS|BAY ST LOUIS, MS|BAY ST LOUIS, MS|WAVELAND, MS|BAY ST. LOUIS, MS|DENHAM SPRINGS, LA|DENHAM SPRINGS, LA|NEW ORLEANS, LA|HARAHAN, LA|RIVER RIDGE, LA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 14, 2000 | Jul 30, 2003 | no | NEW ORLEANS, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HANCOCK WHITNEY INVESTMENT SERVICES INC. | CETERA INVESTMENT ADVISERS LLC | Aug 10, 2022 | Aug 10, 2022 | 0 | Bulk transfer | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | HANCOCK WHITNEY INVESTMENT SERVICES INC. | Jul 30, 2003 | Aug 14, 2003 | 15 | Firm change | Other |