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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10bsuccession filed

TRUST ASSET MANAGEMENT, LLP

CRD 138563

FT. LAUDERDALE, FL

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Search this name across graphsid dfx:ria:269cdc73-26bb-1e58-cf12-6353284cd765

Data as of Nov 24, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 14, 2012 to Nov 24, 2014
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $5.3BItem 5.F on the latest filing (2014-11-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 1
Accounts: 4
Private funds: 6Schedule D 7.B(1)
Private fund GAV: $4.8Bgross asset value as reported per fund; never fund size
Custody, client assets: $2.5B
SEC number: 801-74171
CRD: 138563
Filings on the tape: 6
First filed: Feb 14, 2012
Latest filed: Nov 24, 2014
Succeeded: a predecessor named on Item 4
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FUTURES FUND	Hedge Fund	$53.3M	Mar 26, 2012	23	Feb 14, 2012	dropped	021-9999999999

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAPITAL ASSET MANAGEMENT, INC.	MANAGING PARTNER	Na	yes	01/2001	Feb 14, 2012	Nov 24, 2014
GARSON, HEATHER, ELENE	CHIEF COMPLIANCE OFFICER	Na	yes	09/2011	Feb 14, 2012	Nov 24, 2014
SUSSMAN, SELWYN, DONALD	PRESIDENT; SHAREHOLDER	E	yes	01/2001	Feb 14, 2012	Nov 24, 2014
SUSSMAN, SELWYN, DONALD	Partner	E	yes	01/2001	Feb 14, 2012	Nov 24, 2014
YOUNG, JUANITA, RENEE	CHIEF FINANCIAL OFFICER	Na	yes	12/2011	Mar 31, 2014	Nov 24, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PALOMA PARTNERS MANAGEMENT COMPANY	n/a	Asset manager	$30B	N	yes	n/a
NEW CHINA CAPITAL MANAGEMENT, LP	n/a	Former SEC adviser	$636M	Y	yes	n/a
CATHAY MASTER GP, LTD.	n/a	n/a	n/a	Y	yes	n/a
NEW CHINA INVESTMENT MANAGEMENT, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
ST. THOMAS	Vi	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 31, 2014	$5.3B	$5.3B	5	1	n/a	6	$4.8B
2012	Mar 28, 2013	$6.4B	$6.4B	4	1	n/a	6	$8.3B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$5.3B	$6.4B	-17.2%	n/a	n/a	5	4	n/a	n/a

Relationships

Affiliated with (2)

→ PALOMA PARTNERS MANAGEMENT COMPANYRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ NEW CHINA CAPITAL MANAGEMENT, LPRegistered adviserother investment adviser, bank, control, common control
factForm ADV

Controls (4)

← SUSSMAN, SELWYN, DONALDOwnerPRESIDENT; SHAREHOLDER, ownership code E, individual
Feb 14, 2012 to presentfactForm ADV
← GARSON, HEATHER, ELENEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV
← YOUNG, JUANITA, RENEEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 31, 2014 to presentfactForm ADV
← CAPITAL ASSET MANAGEMENT, INC.OwnerMANAGING PARTNER, ownership code NA, domestic entity
Feb 14, 2012 to presentfactForm ADV

Advises (1)

→ FUTURES FUNDPrivate fundHedge Fund, IA, no longer reported
Feb 14, 2012 to Mar 26, 2012factForm ADV

Dated events

Occurred
Nov 24, 2014
Succession filed (Item 4)
Trust Asset Management, Llp reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:269cdc73-26bb-1e58-cf12-6353284cd765
First observed: Feb 14, 2012
Last observed: Nov 24, 2014 143 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRUST ASSET MANAGEMENT, LLP

CRD 138563

FT. LAUDERDALE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:269cdc73-26bb-1e58-cf12-6353284cd765

Data as of Nov 24, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FUTURES FUND

Hedge Fund

$53.3M

Mar 26, 2012

Feb 14, 2012

dropped

021-9999999999

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAPITAL ASSET MANAGEMENT, INC.

MANAGING PARTNER

yes

01/2001

Feb 14, 2012

Nov 24, 2014

GARSON, HEATHER, ELENE

CHIEF COMPLIANCE OFFICER

yes

09/2011

Feb 14, 2012

Nov 24, 2014

SUSSMAN, SELWYN, DONALD

PRESIDENT; SHAREHOLDER

yes

01/2001

Feb 14, 2012

Nov 24, 2014

SUSSMAN, SELWYN, DONALD

Partner

yes

01/2001

Feb 14, 2012

Nov 24, 2014

YOUNG, JUANITA, RENEE

CHIEF FINANCIAL OFFICER

yes

12/2011

Mar 31, 2014

Nov 24, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PALOMA PARTNERS MANAGEMENT COMPANY

n/a

Asset manager

$30B

yes

n/a

NEW CHINA CAPITAL MANAGEMENT, LP

n/a

Former SEC adviser

$636M

yes

n/a

CATHAY MASTER GP, LTD.

n/a

yes

n/a

NEW CHINA INVESTMENT MANAGEMENT, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

ST. THOMAS

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 31, 2014

$5.3B

n/a

$4.8B

2012

Mar 28, 2013

$6.4B

n/a

$8.3B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$5.3B

$6.4B

-17.2%

n/a