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CRD 138460
GREENWICH, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| P••••• I••••••••• L• | Hedge Fund | $30B | May 20, 2026 | 5 | Feb 14, 2012 | reported | n/a |
| P••••• P••••••• L•• | Hedge Fund | $1.2B | May 20, 2026 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••••••• N•••• D•••• | MANAGING DIRECTOR, GLOBAL HEAD OF TREASURY | Na | yes | 01/2024 | Mar 27, 2024 | Oct 16, 2024 |
| F•••••••• D••••• E•••• | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | Na | yes | 04/2020 | May 1, 2020 | Oct 16, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| N•• C•••• C•••••• M••••••••• C•••• | n/a | Asset manager | $234M | N | yes | n/a |
| C••••• C•••••• I•• M••••• G•• L••• | n/a | n/a | n/a | N | yes |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $30B | $21B | 45.6% | $27B | 4.3% | 64 | 65 | 3 | 1 |
| 80 |
| Feb 14, 2012 |
| reported |
| 021-82206 |
| A••••••• L••• Q••••••••• S••••••••• F••• L• | Hedge Fund | $582M | Sep 6, 2016 | 4 | Aug 21, 2015 | dropped | n/a |
| P••••• I••••••••• L•••••• | Hedge Fund | $495M | May 20, 2026 | 31 | Feb 14, 2012 | reported | 021-72663 |
| A••••••• L••• Q••••••••• S••••••••• L••• | Hedge Fund | $217M | Sep 6, 2016 | 15 | Aug 21, 2015 | dropped | n/a |
| P••••• O••••••• L•••••• | Hedge Fund | $32.5M | May 20, 2026 | 16 | Aug 21, 2015 | reported | n/a |
| A••••••• L••• Q••••••••• S••••••••• L•• | Hedge Fund | $11.0M | Sep 6, 2016 | 3 | Aug 21, 2015 | dropped | 021-999999999 |
| C•••••• P••••••••• F••• L•• | Hedge Fund | $7.2M | May 7, 2018 | 3 | Feb 25, 2013 | dropped | n/a |
| C•••••• P••••••••• P••••••• L•• | Hedge Fund | $6.3M | May 7, 2018 | 38 | Feb 14, 2012 | dropped | 021-877798 |
| C•••••• P••••••••• P••••••• L•••••• | Hedge Fund | $1.1M | May 7, 2018 | 6 | Feb 14, 2012 | dropped | 021-72631 |
| G••••••• J•••• M•••••• |
| MANAGING DIRECTOR, DEPUTY CIO, CHIEF OPERATING OFFICER |
| A |
| yes |
| 09/2023 |
| Mar 31, 2017 |
| Oct 16, 2024 |
| H••••• T•••••••• N•• | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | A | yes | 01/2019 | Apr 30, 2018 | Oct 16, 2024 |
| H•••• G••••••• S•••• | DIRECTOR, VICE CHAIRMAN | A | yes | 01/2006 | Apr 13, 2012 | Oct 16, 2024 |
| K•••••••• P•••• N•• | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | yes | 12/2012 | Mar 28, 2013 | Oct 16, 2024 |
| L•••••• B••••• S•••• | MANAGING DIRECTOR, CHIEF RISK OFFICER | A | yes | 01/2018 | Mar 28, 2018 | Oct 16, 2024 |
| L••••• M••••••• E••• | MANAGING DIRECTOR, GENERAL COUNSEL | Na | yes | 09/2023 | Sep 19, 2023 | Oct 16, 2024 |
| R•••••••• G••••• L•• | MANAGING DIRECTOR | Na | yes | 08/2024 | Oct 16, 2024 | Oct 16, 2024 |
| S••••• R•••• M•••• | CHIEF STRATEGY OFFICER | Na | yes | 02/2024 | Oct 16, 2024 | Oct 16, 2024 |
| S••••••• S•••••• D••••• | DIRECTOR, CHAIRMAN, AND CIO | A | yes | 09/2011 | Apr 13, 2012 | Oct 16, 2024 |
| B••••• A••••••• R••••• | MANAGING DIRECTOR | A | no | 01/2016 | Mar 30, 2016 | Oct 16, 2024 |
| B••••••• J••••• B•••••••• | MANAGING DIRECTOR | A | no | 05/2020 | May 1, 2020 | Oct 16, 2024 |
| E•••••••• D••••• R••••• | MANAGING DIRECTOR | A | no | 01/2018 | Mar 28, 2018 | Oct 16, 2024 |
| F••••••• A••••••• T••••• | MANAGING DIRECTOR | A | no | 01/2018 | Mar 28, 2018 | Oct 16, 2024 |
| L••••••• G•••••••• N•• | MANAGING DIRECTOR | A | no | 01/2018 | Mar 28, 2018 | Oct 16, 2024 |
| M••••••• G••••• N•• | MANAGING DIRECTOR, TAX DIRECTOR | A | no | 09/2011 | Apr 13, 2012 | Oct 16, 2024 |
| C••••• C•••••• I• M••••• G•• L••• | n/a | n/a | n/a | N | yes | n/a |
| P••••• S••••••••• G••• | n/a | n/a | n/a | Y | yes | n/a |
| Mar 30, 2026 |
| $30B |
| $30B |
| 64 |
| 30 |
| 3 |
| 4 |
| n/a |
| 2024 | Mar 31, 2025 | $21B | $21B | 65 | 34 | 1 | 4 | n/a |
| 2023 | Mar 27, 2024 | $29B | $29B | 54 | 20 | 1 | 4 | $33B |
| 2022 | Mar 31, 2023 | $27B | $27B | 58 | 22 | 0 | 4 | $31B |
| 2021 | Mar 31, 2022 | $13B | $13B | 62 | 27 | 0 | 4 | $17B |
| 2020 | Mar 30, 2021 | $11B | $11B | 85 | 51 | 0 | 4 | $16B |
| 2019 | Mar 30, 2020 | $12B | $12B | 86 | 47 | 0 | 4 | $17B |
| 2018 | Mar 29, 2019 | $9.5B | $9.5B | 83 | 51 | 0 | 4 | $14B |
| 2017 | Mar 28, 2018 | $12B | $12B | 95 | 64 | 0 | 7 | $18B |
| 2016 | Mar 31, 2017 | $14B | $14B | 97 | 65 | n/a | 7 | $20B |
| 2015 | Mar 30, 2016 | $7.5B | $7.5B | 82 | 48 | n/a | 10 | $12B |
| 2014 | Mar 23, 2015 | $5.3B | $5.3B | 66 | 44 | n/a | 6 | $5.2B |
| 2013 | Mar 31, 2014 | $5.0B | $5.0B | 50 | 23 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $6.1B | $6.1B | 40 | 16 | n/a | n/a | n/a |
| 2011 | Apr 13, 2012 | $3.8B | $3.8B | n/a | n/a | n/a | n/a | n/a |