DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 106492
EL SEGUNDO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DEPOY, SAMUEL, PARSONS | EXECUTIVE MANAGING DIRECTOR | C | yes | 01/2018 | Mar 24, 2016 | Mar 27, 2024 |
| MCHARGUE, MICHAEL, LAWRENCE | CHIEF EXECUTIVE OFFICER, PRESIDENT, & CCO | E | yes | 01/2018 | Feb 14, 2012 | Mar 27, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEWPORT BEACH | CA | United States | 1 | no |
| Reno | Nv | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 6, 2026 | $1.1B | $0 | 7 | 7 | 3 | n/a | n/a |
| 2024 | Mar 27, 2025 | $1.2B | $0 | 7 | 7 | 3 | n/a | n/a |
| 2023 | Mar 27, 2024 | $1.3B | $0 | 7 | 7 | 3 | n/a | n/a |
| 2022 | Mar 8, 2023 | $1.4B | $0 | 7 | 7 | 3 | n/a | n/a |
| 2021 | Mar 27, 2022 | $861M | $0 | 6 | 6 | 3 | n/a | n/a |
| 2020 | Mar 31, 2021 | $828M | $0 | 7 | 7 | 4 | n/a | n/a |
| 2019 | Mar 27, 2020 | $835M | $0 | 7 | 7 | 3 | n/a | n/a |
| 2018 | Mar 28, 2019 | $959M | $52,043 | 6 | 6 | 3 | n/a | n/a |
| 2017 | Mar 28, 2018 | $1.1B | $78,809 | 7 | 7 | 4 | n/a | n/a |
| 2016 | Mar 21, 2017 | $2.5B | $105M | 6 | 5 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $2.3B | $97.9M | 6 | 5 | n/a | n/a | n/a |
| 2014 | Mar 12, 2015 | $1.3B | $87.3M | 5 | 4 | n/a | n/a | n/a |
| 2013 | Mar 17, 2014 | $1.0B | $80.5M | 5 | 3 | n/a | n/a | n/a |
| 2012 | Feb 25, 2013 | $1.4B | $77.8M | 10 | 6 | n/a | n/a | n/a |
| 2011 | Feb 14, 2012 | $2.1B | $1.4B | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.1B | $1.2B | -10.8% | $1.4B | -7.4% | 7 | 7 | 3 | 3 |