DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C• C•••••• M••••••••• I••
Latest filing May 26, 2026
First filing on the tape Feb 14, 2012 · 17 filings
SEC status approved since Mar 3, 1992
RAUM
$1.1B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$1.1B as of May 26, 2026
Feb 14, 2012$2.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 26, 2026
Feb 14, 20120 then
Employees (5.A)7 as of May 26, 2026
Feb 25, 201310 then
Private funds: no history
RAUM -11% over the last fiscal year-7.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $545MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, otherreportedItem 5.G
- Custody
- $23.5M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Sovereign wealth funds$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $23.5M for 1 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• S•••••• P•••••• · Executive Managing Directorcontrolsince 01/2018 · owns 25% to 50%
- M•••••••• M••••••• L••••••• · Chief Executive Officer, President, & Ccocontrolsince 01/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Newport Beach, CA1 employees
- Reno, NV1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing May 26, 2026discretionary share of RAUM of 0% against a peer median of 99% (121 comparable advisers, 0.0th percentile, 33.5 robust deviations)peers: institutional managers, $1B to $5B (121) · 0.0% percentile
What changed
consecutive filings, newest first
- Assets in custody · $36.0M to $23.5MMar 27, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $1.2B to $1.1BMar 27, 2025 to Mar 6, 2026
- RAUM · $1.2B to $1.1BMar 27, 2025 to Mar 6, 2026
- Assets in custody · $23.8M to $36.0MMar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $1.3B to $1.2BMar 27, 2024 to Mar 27, 2025
- RAUM · $1.3B to $1.2BMar 27, 2024 to Mar 27, 2025
- Assets in custody · $20.7M to $23.8MMar 8, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $1.4B to $1.3BMar 8, 2023 to Mar 27, 2024
- RAUM · $1.4B to $1.3BMar 8, 2023 to Mar 27, 2024
- Advisory employees · 6 to 7Mar 27, 2022 to Mar 8, 2023
- Assets in custody · $14.4M to $20.7MMar 27, 2022 to Mar 8, 2023
- Employees · 6 to 7Mar 27, 2022 to Mar 8, 2023
- Non-discretionary RAUM · $861M to $1.4BMar 27, 2022 to Mar 8, 2023
- RAUM · $861M to $1.4BMar 27, 2022 to Mar 8, 2023
- Advisory employees · 7 to 6Jun 22, 2021 to Mar 27, 2022
- Assets in custody · $10.2M to $14.4MJun 22, 2021 to Mar 27, 2022
- Employees · 7 to 6Jun 22, 2021 to Mar 27, 2022
- Other offices · 4 to 3Jun 22, 2021 to Mar 27, 2022
- Non-discretionary RAUM · $828M to $861MJun 22, 2021 to Mar 27, 2022
- RAUM · $828M to $861MJun 22, 2021 to Mar 27, 2022
- Assets in custody · $11.1M to $10.2MMar 27, 2020 to Mar 31, 2021
- Other offices · 3 to 4Mar 27, 2020 to Mar 31, 2021
- Non-discretionary RAUM · $835M to $828MMar 27, 2020 to Mar 31, 2021
- RAUM · $835M to $828MMar 27, 2020 to Mar 31, 2021
- Accounts · 3 to 2Mar 28, 2019 to Mar 27, 2020
- Advisory employees · 6 to 7Mar 28, 2019 to Mar 27, 2020
- Assets in custody · $16.3M to $11.1MMar 28, 2019 to Mar 27, 2020
- Employees · 6 to 7Mar 28, 2019 to Mar 27, 2020
- Discretionary RAUM · $52,043 to $0Mar 28, 2019 to Mar 27, 2020
- Non-discretionary RAUM · $959M to $835MMar 28, 2019 to Mar 27, 2020
- Pension RAUM · 52043.0 to unsetMar 28, 2019 to Mar 27, 2020
- RAUM · $959M to $835MMar 28, 2019 to Mar 27, 2020
- Accounts · 5 to 3Mar 28, 2018 to Mar 28, 2019
- Advisory employees · 7 to 6Mar 28, 2018 to Mar 28, 2019
- Assets in custody · $13.2M to $16.3MMar 28, 2018 to Mar 28, 2019
- Employees · 7 to 6Mar 28, 2018 to Mar 28, 2019
- Other offices · 4 to 3Mar 28, 2018 to Mar 28, 2019
- Discretionary RAUM · $78,809 to $52,043Mar 28, 2018 to Mar 28, 2019
- Non-discretionary RAUM · $1.1B to $959MMar 28, 2018 to Mar 28, 2019
Signals
3 dated events
- C• C•••••• M••••••••• I•• reported RAUM $1.4B, up 60% from $861.5M (2022-03-27 to 2023-03-08)Mar 8, 2023 · RAUM change · derived
- Ikeda Mika Greenwood (Chief Compliance Officer) no longer on Schedule A of C• C•••••• M••••••••• I•• (listed 2018-03-28, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- C• C•••••• M••••••••• I•• reported RAUM $1.1B, down 57% from $2.5B (2017-03-21 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- cscapitalinc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-988-7300reportedpublic record, Form ADV, May 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026