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Advisor at EDWARD JONES
WINCHESTER, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | May 8, 2017 | n/a | yes | WINCHESTER, IN | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Feb 18, 2015 | May 15, 2017 | no | PORTLAND, IN | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 24, 2012 | Feb 23, 2015 | no | WINCHESTER, IN|LAFAYETTE, IN|UNION CITY, OH|FARMLAND, IN|LOSANTVILLE, IN|WINCHESTER, IN|PORTLAND, IN | Previous registration |
| QUEST CAPITAL STRATEGIES, INC. | Former SEC adviser | Oct 27, 2010 | Dec 7, 2010 | no | GREENVILLE, OH|LAGUNA HILLS, CA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Aug 1, 2008 | Nov 3, 2008 | no | MUNCIE, IN|MUNCIE, IN | Previous registration |
| SIMPLY MONEY ADVISORS | Former SEC adviser | Mar 10, 2004 | Nov 5, 2004 | no | GREENVILLE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | EDWARD JONES | May 15, 2017 | May 8, 2017 | -7 | Firm change | Other |
| LPL FINANCIAL LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 23, 2015 | Feb 18, 2015 | -5 | Firm change | Other |
| QUEST CAPITAL STRATEGIES, INC. | LPL FINANCIAL LLC | Dec 7, 2010 | Jan 24, 2012 | 413 | Firm change after gap | Other |
| CHASE INVESTMENT SERVICES CORP. | QUEST CAPITAL STRATEGIES, INC. | Nov 3, 2008 | Oct 27, 2010 | 723 | Firm change after gap | Other |
| SIMPLY MONEY ADVISORS | CHASE INVESTMENT SERVICES CORP. | Nov 5, 2004 | Aug 1, 2008 | 1,365 | Firm change after gap | Other |