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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SIMPLY MONEY ADVISORS

THE FINANCIAL NETWORK GROUP, LTD, CRD 106619

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3bf32f7b-2943-74f2-0355-0bf4faa3e720

Data as of Sep 21, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 44
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2012 to Sep 21, 2018
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $788MItem 5.F on the latest filing (2018-09-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $788M
Private client RAUM: $788MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 28
Advisory employees: 16
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,849
Individual clients: 1,657
High net worth clients: 192
Custody, client assets: $5.5M
SEC number: 801-49136
CRD: 106619
Filings on the tape: 38
First filed: Jan 19, 2012
Latest filed: Sep 21, 2018
Organised: Limited Liability Company, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BACHRACH, NATHAN, JACOBS	Ceo	Na	yes	01/1995	Jan 19, 2012	Sep 21, 2018
GAMBLE, COREY, C	CHIEF COMPLIANCE OFFICER	Na	yes	06/2018	Jun 19, 2018	Sep 21, 2018
HANSON MCCLAIN GROUP, LP	Partner	E	yes	03/2018	Mar 21, 2018	Sep 21, 2018
HANSON, SCOTT, THOMAS	Owner	C	yes	03/2018	Mar 21, 2018	Sep 21, 2018
HMG HOLDCO, INC.	Owner	C	yes	03/2018	Mar 21, 2018	Sep 21, 2018
HMG PARENT, LP	Owner	E	yes	03/2018	Mar 21, 2018	Sep 21, 2018
HMGI INTERMEDIATE, LP	Owner	E	yes	03/2018	Mar 21, 2018	Sep 21, 2018
LITTMAN, DANIEL	Cfo	Na	yes	05/2012	Dec 18, 2014	Sep 21, 2018
MCCLAIN, PATRICK, CARL	Owner	C	yes	03/2018	Mar 21, 2018	Sep 21, 2018
PARTHENON INVESTORS V HM BLOCKER, INC	Owner	C	yes	03/2018	Mar 21, 2018	Sep 21, 2018
PARTHENON INVESTORS V HM HOLDCO AIV, L.P	Owner	E	yes	03/2018	Mar 21, 2018	Sep 21, 2018
PARTHENON INVESTORS V HM-AIV, L.P.	Owner	E	yes	03/2018	Mar 21, 2018	Sep 21, 2018
PARTHENON V HM HOLDINGS, LP	Owner	D	yes	03/2018	Mar 21, 2018	Sep 21, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HANSON MCCLAIN, L.P.	n/a	Bd affiliated wealth	$34B	N	yes	n/a
HANSON MCCLAIN RETIREMENT NETWORK, L.P.	n/a	Former SEC adviser	$0	N	yes	n/a
THE FINANCIAL NETWORK GROUP INSURANCE AGENCY, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Florence	Ky	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 21, 2018	$788M	$788M	28	16	1	n/a	n/a
2016	Mar 28, 2017	$712M	$712M	31	16	n/a	n/a	n/a
2015	Feb 18, 2016	$689M	$689M	35	13	n/a	n/a	n/a
2014	Mar 17, 2015	$694M	$694M	37	13	n/a	n/a	n/a
2013	Feb 12, 2014	$648M	$646M	22	17	n/a	n/a	n/a
2012	Feb 25, 2013	$675M	$673M	17	17	n/a	n/a	n/a
2011	Mar 20, 2012	$644M	$637M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$788M	$712M	10.8%	$694M	4.3%	28	31	1	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ALLWORTH FINANCIAL, L.P.	9	Feb 7, 2019	Aug 27, 2018	CINCINNATI, OH	Firm absorbed	RIA to RIA	100.0%

Relationships

Affiliated with (2)

→ AW SECURITIESRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ ALLWORTH FINANCIAL, L.P.Registered adviserother investment adviser, common control
factForm ADV

Controls (13)

← BACHRACH, NATHAN, JACOBSOwnerCEO, ownership code NA, individual
Jan 19, 2012 to presentfactForm ADV
← MCCLAIN, PATRICK, CARLOwnerOWNER, ownership code C, individual
Mar 21, 2018 to presentfactForm ADV
← HANSON, SCOTT, THOMASOwnerOWNER, ownership code C, individual
Mar 21, 2018 to presentfactForm ADV
← GAMBLE, COREY, COwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 19, 2018 to presentfactForm ADV
← LITTMAN, DANIELOwnerCFO, ownership code NA, individual
Dec 18, 2014 to presentfactForm ADV
← HANSON MCCLAIN GROUP, LPOwnerPARTNER, ownership code E, domestic entity
Mar 21, 2018 to presentfactForm ADV
← HMG HOLDCO, INC.OwnerOWNER, ownership code C, domestic entity
Mar 21, 2018 to presentfactForm ADV
← HMG PARENT, LPOwnerOWNER, ownership code E, domestic entity
Mar 21, 2018 to presentfactForm ADV
← HMGI INTERMEDIATE, LPOwnerOWNER, ownership code E, domestic entity
Mar 21, 2018 to presentfactForm ADV
← PARTHENON INVESTORS V HM BLOCKER, INCOwnerOWNER, ownership code C, domestic entity
Mar 21, 2018 to presentfactForm ADV
← PARTHENON INVESTORS V HM HOLDCO AIV, L.POwnerOWNER, ownership code E, domestic entity
Mar 21, 2018 to presentfactForm ADV
← PARTHENON INVESTORS V HM-AIV, L.P.OwnerOWNER, ownership code E, domestic entity
Mar 21, 2018 to presentfactForm ADV
← PARTHENON V HM HOLDINGS, LPOwnerOWNER, ownership code D, domestic entity
Mar 21, 2018 to presentfactForm ADV

Registered with (28)

← CHARLES GLENN DOWNSAdvisorregistration: previous registration
Jan 1, 2000 to Feb 7, 2019factForm ADV
← Brian Davis JamesAdvisorregistration: previous registration
Mar 16, 2016 to Feb 7, 2019factForm ADV
← ANDREW JOSEPH SHAFERAdvisorregistration: previous registration
Feb 10, 2015 to Feb 7, 2019factForm ADV
← Eva PurvisAdvisorregistration: previous registration
Feb 7, 2006 to Feb 7, 2019factForm ADV
← ALEXANDER EVAN SCOTTAdvisorregistration: previous registration
Feb 29, 2008 to Feb 7, 2019factForm ADV
← STEPHANIE D BEMERERAdvisorregistration: previous registration
Feb 2, 2015 to Feb 7, 2019factForm ADV
← ANDREW ROY STOUTAdvisorregistration: previous registration
Mar 8, 2013 to Feb 7, 2019factForm ADV
← MICHAEL C COATESAdvisorregistration: previous registration
Mar 25, 2014 to Feb 7, 2019factForm ADV
← BRITTON RILEYAdvisorregistration: previous registration
Nov 5, 2015 to Feb 7, 2019factForm ADV
← KURTIS ANDREW POLACEKAdvisorregistration: previous registration
Jan 27, 2017 to Nov 6, 2017factForm ADV
← AMY R BENDERAdvisorregistration: previous registration
Dec 12, 2014 to Aug 26, 2016factForm ADV
← Misty BusamAdvisorregistration: previous registration
Jan 19, 2012 to Feb 9, 2016factForm ADV
← Julie Lynn SeifertAdvisorregistration: previous registration
May 31, 2005 to Nov 24, 2014factForm ADV
← DENNIS RAY HORRAdvisorregistration: previous registration
Jan 1, 2000 to Sep 17, 2013factForm ADV
← SANDRA FAITH HALLAdvisorregistration: previous registration
Aug 3, 2004 to Sep 17, 2013factForm ADV
← Jerry SnyderAdvisorregistration: previous registration
Jun 24, 2003 to Jul 3, 2012factForm ADV
← Jeffrey R FosterAdvisorregistration: previous registration
Aug 6, 2008 to Jul 3, 2012factForm ADV
← JAMES A LINDNERAdvisorregistration: previous registration
Jun 24, 2003 to Jul 3, 2012factForm ADV
← MARY WINCHAdvisorregistration: previous registration
Mar 5, 2007 to May 16, 2012factForm ADV
← DONNA D'ANGELO MORRALLAdvisorregistration: previous registration
Aug 20, 2010 to Jan 19, 2012factForm ADV
← DAVID ROBERT HOLTZAdvisorregistration: previous registration
Nov 12, 2002 to Jul 31, 2007factForm ADV
← ROBERT HENRY JERGERAdvisorregistration: previous registration
Aug 3, 2004 to Aug 9, 2006factForm ADV
← Kevin G AddingtonAdvisorregistration: previous registration
Mar 10, 2004 to Nov 5, 2004factForm ADV
← PETER LAWRENCE MOONEYAdvisorregistration: previous registration
Jan 14, 2003 to Sep 23, 2003factForm ADV
← THOMAS FRANCIS DOWDAdvisorregistration: previous registration
Nov 12, 2002 to Sep 23, 2003factForm ADV
← CHRISTIAN JOHN GAROFALOAdvisorregistration: previous registration
Nov 12, 2002 to Sep 23, 2003factForm ADV
← KENNETH WAYNE JONESAdvisorregistration: previous registration
Nov 12, 2002 to Sep 23, 2003factForm ADV
← ANDREW LEE AREHARTAdvisorregistration: previous registration
Nov 12, 2002 to Aug 25, 2003factForm ADV

Moved with (1)

→ ALLWORTH FINANCIAL, L.P.Registered adviser9 advisors, firm absorbed, same day
Feb 7, 2019 to Aug 27, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bf32f7b-2943-74f2-0355-0bf4faa3e720
First observed: Jan 19, 2012
Last observed: Sep 21, 2018 97 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SIMPLY MONEY ADVISORS

THE FINANCIAL NETWORK GROUP, LTD, CRD 106619

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3bf32f7b-2943-74f2-0355-0bf4faa3e720

Data as of Sep 21, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:26 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BACHRACH, NATHAN, JACOBS

Ceo

yes

01/1995

Jan 19, 2012

Sep 21, 2018

GAMBLE, COREY, C

CHIEF COMPLIANCE OFFICER

yes

06/2018

Jun 19, 2018

Sep 21, 2018

HANSON MCCLAIN GROUP, LP

Partner

yes

03/2018

Mar 21, 2018

Sep 21, 2018

HANSON, SCOTT, THOMAS

Owner

yes

03/2018

Mar 21, 2018

Sep 21, 2018

HMG HOLDCO, INC.

Owner

yes

03/2018

Mar 21, 2018

Sep 21, 2018

HMG PARENT, LP

Owner

yes

03/2018

Mar 21, 2018

Sep 21, 2018

HMGI INTERMEDIATE, LP

Owner

yes

03/2018

Mar 21, 2018

Sep 21, 2018

LITTMAN, DANIEL

Cfo

yes

05/2012

Dec 18, 2014

Sep 21, 2018

MCCLAIN, PATRICK, CARL

Owner

yes

03/2018

Mar 21, 2018

Sep 21, 2018

PARTHENON INVESTORS V HM BLOCKER, INC

Owner

yes

03/2018

Mar 21, 2018

Sep 21, 2018

PARTHENON INVESTORS V HM HOLDCO AIV, L.P

Owner

yes

03/2018

Mar 21, 2018

Sep 21, 2018

PARTHENON INVESTORS V HM-AIV, L.P.

Owner

yes

03/2018

Mar 21, 2018

Sep 21, 2018

PARTHENON V HM HOLDINGS, LP

Owner

yes

03/2018

Mar 21, 2018

Sep 21, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HANSON MCCLAIN, L.P.

n/a

Bd affiliated wealth

$34B

yes

n/a

HANSON MCCLAIN RETIREMENT NETWORK, L.P.

n/a

Former SEC adviser

yes

n/a

THE FINANCIAL NETWORK GROUP INSURANCE AGENCY, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Florence

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 21, 2018

$788M

n/a

2016

Mar 28, 2017

$712M

n/a

2015

Feb 18, 2016

$689M

n/a

2014

Mar 17, 2015

$694M

n/a

2013

Feb 12, 2014

$648M

$646M

n/a

2012

Feb 25, 2013

$675M

$673M

n/a

2011

Mar 20, 2012

$644M

$637M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$788M

$712M

10.8%

$694M

4.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ALLWORTH FINANCIAL, L.P.

Feb 7, 2019

Aug 27, 2018

CINCINNATI, OH

Firm absorbed

RIA to RIA

100.0%