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R••• J••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

R••• J••••• C•••••

Advisor at W••••••••• A••••••• P••••••• L••

EASTON, PA | WEST CHESTER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:26b2fc52-2292-5b08-ffb3-e54a4f7e1ee4

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 18, 2010 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Jul 14, 2026	n/a	yes	EASTON, PA\|WEST CHESTER, PA	Current employment
I•• A••••••• L••	Independent wealth	Mar 9, 2020	n/a	yes	EASTON, PA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I•• A••••••• L••	W••••••••• A••••••• P••••••• L••	Sep 17, 2026	Jul 14, 2026	-65	Firm change after gap	RIA to ibd
I••••••••• A••••••• A•••• M••••••••• L••	I•• A••••••• L••	Jun 30, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
305492:171976:PA:2026-09-17	Sep 17, 2026	Jul 14, 2026	EASTON, PA	Firm change after gap
128716:305492:PA:2020-06-30	Jun 30, 2020	Mar 9, 2020	EASTON, PA	Firm change after gap

Relationships

Registered with (3)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: current employment
Jul 14, 2026 to presentfactForm ADV
→ I•• A••••••• L••Registered adviserregistration: current employment
Mar 9, 2020 to presentfactForm ADV
→ I••••••••• A••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Nov 18, 2010 to Jun 30, 2020factForm ADV

Dated events

Occurred
Sep 17, 2026
Advisor changed firm
R••• J••••• C••••• left I•• A••••••• L•• for W••••••••• A••••••• P••••••• L•• (registered 2026-07-14)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:26b2fc52-2292-5b08-ffb3-e54a4f7e1ee4
First observed: Nov 18, 2010
Last observed: Sep 18, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.