DFX Intelligence

C••• W•••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)42 years in industry

C••• W•••••• K••••

Advisor at K••••• A•••••••• I•••

FT. LAUDERDALE, FL | Parkland, FL

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Search this name across graphsid dfx:ria:26b5cb50-a30c-ac18-7e3d-7f394e17e661

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 21, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A•••••••• I•••	Bd affiliated wealth	Dec 20, 2023	n/a	yes	Parkland, FL\|FT. LAUDERDALE, FL	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Jul 31, 2020	Dec 21, 2023	no	PARKLAND, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	K••••• A•••••••• I•••	Dec 21, 2023	Dec 20, 2023	-1	Firm change	Ibd to ibd
I••••••••• A••••••• S••••••• I••	S••••••••• A•••••• A•••••••• I•••	Jul 31, 2020	Jul 31, 2020

Relationships

Registered with (3)

→ K••••• A•••••••• I•••Registered adviserregistration: current employment
Dec 20, 2023 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 31, 2020 to Dec 21, 2023factForm ADV
→ I••••••••• A••••••• S••••••• I••Registered adviserregistration: previous registration
Jan 25, 2002 to Jul 31, 2020factForm ADV

Dated events

Occurred
Dec 21, 2023
Advisor changed firm
C••• W•••••• K•••• left S••••••••• A•••••• A•••••••• I••• for K••••• A•••••••• I••• (registered 2023-12-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:26b5cb50-a30c-ac18-7e3d-7f394e17e661
First observed: Jan 25, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.