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Advisor at ROSE CAPITAL ADVISORS, LLC
MIAMI BEACH, FL | Coral Gables, FL | CORAL GABLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROSE CAPITAL ADVISORS, LLC | Independent wealth | Aug 12, 2026 | n/a | yes | Coral Gables, FL|MIAMI BEACH, FL | Current employment |
| PREMIA GLOBAL ADVISORS, LLC | Independent wealth | Feb 23, 2016 | n/a | yes | CORAL GABLES, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 1, 2011 | Jan 19, 2016 | no | MIAMI, FL|MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PREMIA GLOBAL ADVISORS, LLC | Jan 19, 2016 | Feb 23, 2016 | 35 | Firm change | Wirehouse to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:282426:FL:2016-01-19 | Jan 19, 2016 | Feb 23, 2016 | MIAMI, FL | Firm change |