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Advisor at LPL FINANCIAL LLC
PLANO, TX | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 11, 2025 | n/a | yes | SAN DIEGO, CA|PLANO, TX | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 28, 2018 | Mar 11, 2025 | no | PLANO, TX | Previous registration |
| CAPITAL ONE ADVISORS, LLC | Former SEC adviser | Jun 29, 2017 | May 7, 2018 | no | Fort Worth, TX|MCLEAN, VA | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | May 13, 2015 | Jul 20, 2017 | no | ADDISON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Mar 11, 2025 | Mar 11, 2025 | 0 | Firm change | Ibd to ibd |
| CAPITAL ONE ADVISORS, LLC | CETERA INVESTMENT ADVISERS LLC | May 7, 2018 | Jun 28, 2018 | 52 | Firm change | Ibd to ibd |
| USAA FINANCIAL PLANNING SERVICES | CAPITAL ONE ADVISORS, LLC | Jul 20, 2017 | Jun 29, 2017 | -21 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 136865:105644:VA:2018-05-03 | May 7, 2018 | Jun 28, 2018 | MCLEAN, VA | Firm change |