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RIA / WealthAdvisor26 years in industry

DAVID JEFFREY DICKS

Advisor at OCALA CAPITAL, LLC

OCALA, FL

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Search this name across graphsid dfx:ria:26cf3c6c-d624-3a45-6aae-608fa05910ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 24, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OCALA CAPITAL, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 21, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 21, 2000
First registration: Jul 24, 2000
Dual registered: no
Other names: JEFFREY DICKS|JEFF DICKS
IAPD individual key: 2387537

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OCALA CAPITAL, LLC	State registered	Feb 19, 2026	n/a	yes	OCALA, FL	Current employment
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Aug 5, 2011	Dec 31, 2011	no	WINTER HAVEN, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Jul 15, 2009	no	LAKELAND, FL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jul 24, 2000	Jan 1, 2008	no	WINTER HAVEN, FL\|WINTER HAVEN, FL\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT FINANCIAL GROUP INC	OCALA CAPITAL, LLC	Dec 31, 2011	Feb 19, 2026	5,164	Firm change after gap	Other
WELLS FARGO ADVISORS	SUMMIT FINANCIAL GROUP INC	Jul 15, 2009	Aug 5, 2011	751	Firm change after gap	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (4)

→ OCALA CAPITAL, LLCRegistered adviserregistration: current employment
Feb 19, 2026 to presentfactForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Aug 5, 2011 to Dec 31, 2011factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Jul 15, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jul 24, 2000 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.