DFX Intelligence

O•••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

O•••• C••••••• L••

CRD 174846

O••••, FL

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Search this name across graphsid dfx:ria:a51037f5-d365-38a3-cd31-98058a8c6ab5

Data as of May 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 28, 2026 to May 28, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $15.1M••• Locked
Discretionary RAUM: $15.1M
Private client RAUM: $15.1Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 3
Advisory employees: 3

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• C•••••• M••••	n/a	O••••, FL	1	35	6	no
J••• M•••••• M••••	n/a	O••••, FL	0	16

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	n/a	0	0	0	3	0

Relationships

Registered with (3)

← D•••• J•••••• D••••Advisorregistration: current employment
Feb 19, 2026 to presentfactForm ADV
← J••• M•••••• M••••Advisorregistration: current employment
Dec 1, 2025 to presentfactForm ADV
← M•••••• C•••••• M••••Advisorregistration: current employment
Jul 31, 2025 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a51037f5-d365-38a3-cd31-98058a8c6ab5
First observed: May 28, 2026
Last observed: May 28, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.