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Advisor at LPL FINANCIAL LLC
Colorado Springs, CO | SAN DIEGO, CA | COLORADO SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 2, 2025 | n/a | yes | SAN DIEGO, CA|COLORADO SPRINGS, CO|Colorado Springs, CO | Current employment |
| INTERVEST INTERNATIONAL, INC. | Former SEC adviser | Jun 23, 2016 | May 24, 2023 | no | COLORADO SPRINGS, CO|COLORADO SPRINGS, CO|Colorado Springs, CO|Colorado Springs, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INTERVEST INTERNATIONAL, INC. | LPL FINANCIAL LLC | May 24, 2023 | Jan 2, 2025 | 589 | Firm change after gap | RIA to ibd |