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Advisor at LPL FINANCIAL LLC
FAYETTEVILLE, TN | MURFREESBORO, TN | SCOTTSBORO, AL | HUNTSVILLE, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 28, 2015 | n/a | yes | HUNTSVILLE, AL|MURFREESBORO, TN|MURFREESBORO, TN|SCOTTSBORO, AL|FAYETTEVILLE, TN|MURFREESBORO, TN | Current employment |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | Dec 16, 2014 | Nov 6, 2015 | no | HUNTSVILLE, AL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 3, 2013 | Nov 11, 2014 | no | TUSCALOOSA, AL|BIRMINGHAM, AL|BIRMINGHAM, AL|DENVER, CO|BOULDER, CO|BIRMINGHAM, AL|BIRMINGHAM, AL|BIRMINGHAM, AL|BIRMINGHAM, AL|TUSCALOOSA, AL|NORTHPORT, AL|HUNTSVILLE, AL|BIRMINGHAM, AL|HUNTSVILLE, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | LPL FINANCIAL LLC | Nov 6, 2015 | Oct 28, 2015 | -9 | Firm change | Other |
| WELLS FARGO ADVISORS | PNC MANAGED ACCOUNT SOLUTIONS, INC. | Nov 11, 2014 | Dec 16, 2014 | 35 | Firm change | Other |