DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner14 years in industry

Raman J Singh

Advisor at BOLDIN ADVISORS

MILL VALLEY, CA | Phoenix, AZ | Peoria , AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:26ec3c80-ea40-e40a-43ee-540b411aa383

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Sep 5, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BOLDIN ADVISORS
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 4, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 4, 2012
First registration: Sep 5, 2012
Dual registered: no
Other names: RAMAN JOT SINGH|Raman J Singh
IAPD individual key: 5899381

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BOLDIN ADVISORS	No RAUM reported	Sep 11, 2026	n/a	yes	Peoria , AZ\|MILL VALLEY, CA	Current employment
SINGH PWM LLC	State registered	Jun 7, 2023	n/a	yes	Phoenix, AZ	Current employment
MONTOYA WEALTH MANAGEMENT	State registered	Nov 16, 2023	Jan 3, 2024	no	Phoenix, AZ\|PRESCOTT, AZ	Previous registration
Facet	Independent wealth	Apr 15, 2021	Sep 27, 2022	no	WEST PALM BEACH, FL\|ST PETERSBURG, FL	Previous registration
MUTUAL TRUST ASSET MGMT., INC.	Independent wealth	Mar 19, 2020	Mar 23, 2021	no	TAMPA, FL\|Clearwater, FL	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Feb 7, 2017	Mar 28, 2018	no	TAMPA, FL	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Sep 18, 2015	Jan 26, 2017	no	SARASOTA, FL	Previous registration
MORGAN STANLEY	Wirehouse	Sep 5, 2012	Nov 19, 2014	no	Houston, TX\|Dallas, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MONTOYA WEALTH MANAGEMENT	BOLDIN ADVISORS	Jan 3, 2024	Sep 11, 2026	982	Firm change after gap	Other
Facet	SINGH PWM LLC	Sep 27, 2022	Jun 7, 2023	253	Firm change	RIA to state RIA
MUTUAL TRUST ASSET MGMT., INC.	Facet	Mar 23, 2021	Apr 15, 2021	23	Firm change	RIA to RIA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	MUTUAL TRUST ASSET MGMT., INC.	Mar 28, 2018	Mar 19, 2020	722	Firm change after gap	Other
STRATEGIC ADVISERS LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jan 26, 2017	Feb 7, 2017	12	Firm change	Other
MORGAN STANLEY	STRATEGIC ADVISERS LLC	Nov 19, 2014	Sep 18, 2015	303	Firm change	Wirehouse to ibd

Relationships

Registered with (8)

→ BOLDIN ADVISORSRegistered adviserregistration: current employment
Sep 11, 2026 to presentfactForm ADV
→ SINGH PWM LLCRegistered adviserregistration: current employment
Jun 7, 2023 to presentfactForm ADV
→ MONTOYA WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 16, 2023 to Jan 3, 2024factForm ADV
→ FACETRegistered adviserregistration: previous registration
Apr 15, 2021 to Sep 27, 2022factForm ADV
→ MUTUAL TRUST ASSET MGMT., INC.Registered adviserregistration: previous registration
Mar 19, 2020 to Mar 23, 2021factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Feb 7, 2017 to Mar 28, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Sep 18, 2015 to Jan 26, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 5, 2012 to Nov 19, 2014factForm ADV

Dated events

Occurred
Jan 3, 2024
Advisor changed firm
Raman J Singh left Montoya Wealth Management for Boldin Advisors (registered 2026-09-11)
Form ADVobserved 4 days ago
Occurred
Sep 27, 2022
Advisor changed firm
Raman J Singh left Facet for Singh Pwm Llc (registered 2023-06-07)
Form ADVobserved 4 days ago