This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

HSBC SECURITIES (USA) INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Aug 4, 2017

First registration

Aug 7, 2017

Dual registered

yes, broker-dealer

Other names

Lauren Guzman|LAUREN PERLA GUZMAN

IAPD individual key

6779752

• Occurred

  Feb 21, 2025
  Advisor changed firm

  Lauren Guzman left Fidelity Personal And Workplace Advisors for Hsbc Securities (Usa) Inc. (registered 2025-04-18)

  Form ADVobserved 6 days ago
• Occurred

  Aug 14, 2023
  Advisor changed firm

  Lauren Guzman left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Fidelity Personal And Workplace Advisors (registered 2023-09-14)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:26f06fd6-8b6b-d849-0da8-65cad812badb

First observed

Aug 7, 2017

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.