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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

DUSTIN LANCE GALE

Advisor at KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

LOS ANGELES, CA | CASTLE PINES, CO

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Search this name across graphsid dfx:ria:26f214f9-4f3f-fd95-de69-ff774b93f063

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 11, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 10, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 9
Exams: S66
First exam: May 10, 2007
First registration: May 11, 2007
Dual registered: yes, broker-dealer
Other names: DUSTIN GALE
IAPD individual key: 5258833

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC	Mixed wealth	Feb 6, 2015	n/a	yes	CASTLE PINES, CO\|LOS ANGELES, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Dec 18, 2014	no	MINNEAPOLIS, MN\|LOS ANGELES, CA\|BEVERLY HILLS, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Apr 28, 2009	Jan 3, 2011	no	EL SEGUNDO, CA\|EL SEGUNDO, CA\|BEVERLY HILLS, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	May 11, 2007	Jan 29, 2009	no	LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC	Dec 18, 2014	Feb 6, 2015	50	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	WELLS FARGO INVESTMENTS, LLC	Jan 29, 2009	Apr 28, 2009	89	Firm change	Other

Relationships

Registered with (4)

→ KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 6, 2015 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Dec 18, 2014factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 28, 2009 to Jan 3, 2011factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 11, 2007 to Jan 29, 2009factForm ADV

Dated events

No dated event names this entity yet.