DFX Intelligence

R•••• D••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

R•••• D••••• B•••••

Advisor at M••••••• I••••••••• N•••••• I•••

DALLAS, TX | Albuquerque, NM

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Search this name across graphsid dfx:ria:26f6989a-38a6-828b-a1c5-c476da4b8683

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 5, 1996 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• I••••••••• N•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 12, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• I••••••••• N•••••• I•••	Bd affiliated wealth	Sep 9, 2026	n/a	yes	DALLAS, TX\|Albuquerque, NM	Current employment
H•••••• S••••••••• I•••	Bd affiliated wealth	Feb 20, 2004	Dec 31, 2009	no	ALBUQUERQUE, NM

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• S••••••••• I•••	M••••••• I••••••••• N•••••• I•••	Dec 31, 2009	Sep 9, 2026	6,096	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	H•••••• S••••••••• I•••	Feb 19, 2004	Feb 20, 2004

Relationships

Registered with (3)

→ M••••••• I••••••••• N•••••• I•••Registered adviserregistration: current employment
Sep 9, 2026 to presentfactForm ADV
→ H•••••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 20, 2004 to Dec 31, 2009factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 5, 1996 to Feb 19, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:26f6989a-38a6-828b-a1c5-c476da4b8683
First observed: Mar 5, 1996
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.