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K•••••• E••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

K•••••• E••••• L•••••••

Advisor at A••••••••• I••••••••• S•••••••• I•••

GREEN BAY, WI | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:26ff69af-e5eb-01b3-ee59-c9e6e7fd2cbd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 22, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• I••••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• I••••••••• S•••••••• I•••	Independent wealth	Jun 15, 2026	n/a	yes	GREEN BAY, WI\|MINNEAPOLIS, MN	Current employment
W•••• F•••• A•••••••	Wirehouse	Nov 22, 2022	May 7, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A••••••••• I••••••••• S•••••••• I•••	May 7, 2026	Jun 15, 2026	39	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ A••••••••• I••••••••• S•••••••• I•••Registered adviserregistration: current employment
Jun 15, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 22, 2022 to May 7, 2026factForm ADV

Dated events

Occurred
May 7, 2026
Advisor changed firm
K•••••• E••••• L••••••• left W•••• F•••• A••••••• for A••••••••• I••••••••• S•••••••• I••• (registered 2026-06-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:26ff69af-e5eb-01b3-ee59-c9e6e7fd2cbd
First observed: Nov 22, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.