DFX Intelligence

B•••• L••••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

B•••• L••••••• G••••••••

Advisor at L•• F•••••••• L••

MELVILLE, NY | JERICHO, NY

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Search this name across graphsid dfx:ria:2703377d-662e-c951-2dc5-f841451ea03e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 4, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 10, 2025	n/a	yes	JERICHO, NY\|MELVILLE, NY	Current employment
A••••••• I••••••••• P••••••• L••	Former SEC adviser	Jun 28, 2021	Dec 19, 2022	no	JERICHO, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	A••••••• I••••••••• P••••••• L••	Jul 10, 2025	Jun 28, 2021	-1,473	Firm change after gap	Ibd to RIA
A••••••• I••••••••• P••••••• L••	L•• F•••••••• L••	Dec 19, 2022	Jul 10, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
10641:155558:NY:2025-07-10	Jul 10, 2025	Jun 28, 2021	MELVILLE, NY	Firm change after gap
155558:6413:NY:2022-12-19	Dec 19, 2022	Jul 10, 2025	JERICHO, NY	Firm change after gap

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
May 4, 2021 to Jul 10, 2025factForm ADV
→ A••••••• I••••••••• P••••••• L••Registered adviserregistration: previous registration
Jun 28, 2021 to Dec 19, 2022factForm ADV

Dated events

Occurred
Jul 10, 2025
Advisor changed firm
B•••• L••••••• G•••••••• left C•••••• G•••• • C• I•• for A••••••• I••••••••• P••••••• L•• (registered 2021-06-28)
Form ADVobserved 7 days ago
Occurred
Dec 19, 2022
Advisor changed firm
B•••• L••••••• G•••••••• left A••••••• I••••••••• P••••••• L•• for L•• F•••••••• L•• (registered 2025-07-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2703377d-662e-c951-2dc5-f841451ea03e
First observed: May 4, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.