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Advisor at MORGAN STANLEY
Baltimore, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | Baltimore, MD | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 13, 2006 | Jun 1, 2009 | no | BALTIMORE, MD|BALTIMORE, MD | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Apr 25, 2006 | Jul 5, 2006 | no | PIKESVILLE, MD | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Dec 6, 2004 | Jul 5, 2006 | no | PIKESVILLE, MD|Towson, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | CITIGROUP GLOBAL MARKETS INC. | Jul 5, 2006 | Sep 13, 2006 | 70 | Firm change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Jul 5, 2006 | Apr 25, 2006 | -71 | Channel change | Other |