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M•••••• R•••••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

M•••••• R•••••••• W•••••

Advisor at R•• C•••••• M••••••• L••

CHICAGO, IL | Douglasville, GA | Atlanta, GA

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Search this name across graphsid dfx:ria:27251d2f-4651-c4f2-0516-36258c104d5e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 10, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	May 2, 2017	n/a	yes	CHICAGO, IL\|Atlanta, GA\|Douglasville, GA	Current employment
E••••• I••••••••• C•••	Independent wealth	Oct 3, 2016	Apr 26, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J•• H••••••• C•••	E••••• I••••••••• C•••	May 12, 2017	Oct 3, 2016	-221	Firm change after gap	Other
E••••• I••••••••• C•••	R•• C•••••• M••••••• L••	Apr 26, 2017

Relationships

Registered with (5)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
May 2, 2017 to presentfactForm ADV
→ J•• H••••••• C•••Registered adviserregistration: previous registration
Feb 29, 2012 to May 12, 2017factForm ADV
→ E••••• I••••••••• C•••Registered adviserregistration: previous registration
Oct 3, 2016 to Apr 26, 2017factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27251d2f-4651-c4f2-0516-36258c104d5e
First observed: Mar 24, 2003
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.